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  5. Rules for Public Announcement Measures

Enforcement Measures

In any of the following cases, TSE may employ "Public Announcement Measures" regarding such violation when it deems necessary.

  • Cases where TSE deems a listed company violated a provision(s) pertaining to timely disclosure
  • Cases where TSE deems a listed company violated a provision(s) pertaining to "Matters to Be Observed" in the Code of Corporate Conduct
  • Cases where TSE deems that a listed company which has fallen into a state where it does not meet the continued listing criteria has violated regulations pertaining to the plan setting out the company's initiatives for meeting the continued listing criteria and the implementation period for these
  • Cases where a listed company violates the provisions of Article 331 (Qualifications of Directors), Article 335 (Qualifications of Company Auditors), Article 337 (Qualifications of Accounting Auditors), or Article 400 (Appointment of Committee Members) of the Companies Act.

[Related to Securities Listing Regulations, Rule 508]

Public Announcement Measure (Listed Company Information)