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  4. Enforcement Measures
  5. Rules for Listing Agreement Violation Penalty

Enforcement Measures

In the following cases, when TSE deems that a listed company has harmed shareholder and investor confidence in the TSE market, TSE may request such listed company to pay a "Listing Agreement Violation Penalty" and publicize such fact.

  • Cases where TSE deems a listed company has violated a provision(s) pertaining to timely disclosure
  • Cases where TSE deems a listed company has violated a provision(s) pertaining to "Matters to be Observed" in the Code of Corporate Conduct
  • Cases where TSE deems a listed company has violated other provisions of the Securities Listing Regulations

[Related to Securities Listing Regulations, Rule 509]

Listing Agreement Violation Penalty (Listed Company Information)