Rules

DISCLAIMER

DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.

Articles of Incorporation

Articles of Incorporation (as of August 1, 2016) icon-pdf
Advisory Committee Rules (as of March 24, 2014) icon-pdf

Business Regulations and Related Rules

Business Regulations (as of September 24, 2015) icon-pdf
Enforcement Rules for Business Regulations (as of March 12, 2015) icon-pdf
Rules Concerning Bids and Offers (as of September 24, 2015) icon-pdf
Rules Concerning Price Limits on Bids and Offers (as of December 1, 2014) icon-pdf
Rules Regarding Trading Units of Foreign Stocks (as of April 1, 2011) icon-pdf
Rules on Regulatory Measures Concerning Securities Trading or Its Brokerage (as of May 31, 2014) icon-pdf

Trading Participant Regulations and Related Rules

Trading Participant Regulations (as of April 30, 2015) icon-pdf
Trading Participant Agreement (For domestic corporations) (as of March 24, 2014) icon-pdf
Trading Participant Agreement (For foreign corporations other than authorized transaction-at-exchange operators) (as of March 24, 2014) icon-pdf
Trading Participant Agreement (For remote trading participants) (as of March 24, 2014) icon-pdf
Enforcement Rules for Trading Participant Regulations (as of May 29, 2015) icon-pdf
Rules concerning Examinations on Obtaining Trading Qualifications (as of March 24, 2014) icon-pdf
Rules regarding Trading Participant Fees, etc. (as of September 1, 2016) icon-pdf
Rules concerning Securities in lieu of Money as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of October 13, 2015) icon-pdf
Rules concerning Reporting of Syndicate Cover Transactions (as of September 30, 2007) icon-pdf
Rules concerning Issue under Trade Monitoring (as of March 24, 2014) icon-pdf
Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of January 1, 2012) icon-pdf
Rules concerning Order Management Systems at Trading Participants (as of March 24, 2014) icon-pdf
Rules concerning Trading Participants' Listing Eligibility Examination Systems, etc. (as of April 30, 2015) icon-pdf
Rules concerning Just and Equitable Principles of Trade (as of December 1, 2014) icon-pdf
Arbitration Rules (as of March 24, 2014) icon-pdf

Clearing and Settlement Regulations and Related Rules

Clearing and Settlement Regulations (as of March 24, 2014) icon-pdf
Enforcement Rules for Clearing and Settlement Regulations (as of October 13, 2015) icon-pdf

Margin/Loan Trading Regulations and Related Rules, etc.

Margin/Loan Trading Regulations (as of March 16, 2015) icon-pdf
Rules for Treatment of Rights Pertaining to Standardized Margin Trading (as of December 1, 2014) icon-pdf
Rules Concerning Selection of Stocks Eligible for Standardized Margin Trading and Loan Trading (as of April 1, 2016) icon-pdf

Securities Listing Regulations and Related Rules

Securities Listing Regulations [Rule 1 through Rule 826] (as of November 4, 2016) icon-pdf
Securities Listing Regulations [Rule 901 through Rule 1606] (as of November 4, 2016) icon-pdf
Enforcement Rules for Securities Listing Regulations [Rule 1 through Rule 822] (as of June 3, 2016) icon-pdf
Enforcement Rules for Securities Listing Regulations [Rule 901 through Rule 1542] (as of June 3, 2016) icon-pdf
Guidelines Concerning Listing Examination, etc. (as of May 1, 2015) icon-pdf
Guidelines Concerning Listed Company Compliance, etc. (as of May 1, 2015) icon-pdf

Brokerage Agreement Standards and Related Rules, etc.

Brokerage Agreement Standards (as of March 12, 2015) icon-pdf
Agreement on Entrustment of When-Issued Transactions (July 16, 2013 Version) icon-pdf
Agreement for Setting up Margin Trading Account (July 16, 2013 Version) icon-pdf
The Rate of Delinquency Charges Based on the Agreements (as of March 24, 2014) icon-pdf
Exclusion from Securities in lieu of Money for Customer Margin (as of September 30, 2007) icon-pdf

Special Regulations and Related Rules

Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of April 30, 2015) icon-pdf
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of December 1, 2014) icon-pdf
Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of September 11, 2015) icon-pdf
Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of September 11, 2015) icon-pdf
Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of April 30, 2015) icon-pdf
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of March 12, 2015) icon-pdf
 

[Related link]

For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation