MT-1 Application for designation to MM (v1.1)	Date:

(Market Maker to TSE)

To Tokyo Stock Exchange, Inc.

Application for Designation to ETF Market Maker

Name of the Firm (“The Company”)

*On Other form, written as Name of Market Maker

Code (5 digits)

*Trading Participant code or LLT code

Name of Representative Person

Title

Signature

According to "Handling of ETF Market Making Incentive Scheme" specified by TSE, The company applies to be designated as an ETF Market Maker.

1. Prop or Agency

☐Prop

☐Agency (Name of Broker: )

*If orders are sent through multiple brokers, please note all of the brokers.

*Submission of Form MT-2 is needed per broker

2. Preferred Start Date of Market Making

*Please describe the preferred date of starting making the first ETF

3. Compliance/Agreed Matter

☐ The company shall make effort to ensure smooth trading of ETFs pursuant to Article 69 of the Tokyo Stock Exchange's Business Regulations

☐ We agree that the company name will be announced as ETF Market Maker

☐ We agree that the performance information will be disclosed to Asset Manager

※To apply, it is necessary to check all items.

☐ (Agency only) The company has already been registered as Low Latency Trader. In case the registration expired or will expire or the company is ordered suspension of whole or part of operations, we immediately let TSE know.

<Contacts>

Equities Department, Tokyo Stock Exchange, Inc. Tel: +81-50-3377-7751 Mail: etfmm@jpx.co.jp

*Please submit this PDF file by e-mail regarding this application

*Please inform us in advance when applying.

*We are requesting the provision of personal information in order to carry out necessary communication related to ETF market making. Please access the following URL for our Privacy Policy and inquiries about personal information..(http://www.jpx.co.jp/en/handling-of-personal-information/index.html)

(Appendix) Presentation of logo and company overview to JPX website

☐ We would like to post a logo and company profile on the JPX website.

☐ We would NOT like to post a logo and company profile on the JPX website.

*The application is optional. Please check one of the two.

*Please attach the logo to the email as an image file when submitting this application.

Please describe company profile in Japanese. (Maximum: 500 Characters.)

Please describe company profile in English. (Maximum: 1,200 Characters.)

When placing link to the company website, please write down the URL (Japanese/English) in the following field