Publications / Pamphlets

COMLEC releases publications and pamphlets that provide explanations of laws/regulations and introduce past cases. The products target officers and employees of listed companies and securities companies, as well as general investors, for the purpose of sharing knowledge on compliance in terms of financial instruments trading.

Materials

Internal Training Materials

For Beginners: “What is insider trading?”

This material provides a brief summary of insider trading regulations in Japan without detailed explanation of the laws. It tries to meet the need of spreading caution not to make insider trading within companies, even though expert knowledge is not needed. Besides slides, we also provide script for lecturers to read. Please feel free to use these materials for internal education. (Duration: Approx. 20 minutes)

If you wish to get the slides in PowerPoint, please send an e-mail to the address at the bottom of this page with e-mail destination address.

Internal training materials -What is insider trading?- (slides) icon-pdf
Internal training materials -What is insider trading?- (script) icon-pdf

For Intermediates: "Outline of insider trading"

This training material explains the insider trading in an easy-to-understand manner. We outline the insider trading regulation up to page 10 and the common traps based on the case studies from page 11 onwards. Please use the necessary parts of the training materials per your preference, such as only the first half, the second half, or throughout the whole. In addition to slides, scenarios explaining the slides are also posted. Please feel free to use these materials for internal education. (Duration: Approx. 15 minutes for the first half, 10 minutes for the second half)

If you wish to get the slides in PowerPoint, please send an e-mail to the address at the bottom of this page with e-mail destination address.

Internal training materials –Outline of insider trading- (slides) icon-pdf
Internal training materials –Outline of insider trading- (script) icon-pdf

Introductory Material "Brief Summary of Insider Trading Regulations in Japan"

This material briefly explains and summarizes insider trading regulations in Japan without delving too deep into the details of the law.

Brief Summary of Insider Trading Regulations in Japan icon-pdf

Contact

Japan Exchange Regulation COMLEC
E-mail:COMLEC@jpx.co.jp