Market News
Aug. 14, 2017 TSE TSE Imposes Regulatory Action against YAMAGEN Securities Co., Ltd.
Tokyo Stock Exchange, Inc. (hereinafter "TSE") has today taken regulatory action against YAMAGEN Securities Co., Ltd. (hereinafter the "Company"), as indicated below, pursuant to Rule 39 of the Trading Participant Regulations.
- Details
Trading of securities in the TSE market by the sales department of the Company's head office concerning acceptance of entrustments of purchases and sales of securities shall be suspended from August 29, 2017 to August 31, 2017. (This shall exclude trading that has been approved by the Kanto Local Finance Bureau on a case-by-case basis.)
- Reason
The Company has received an order from the Director-General of the Kanto Local Finance Bureau to suspend operations, as indicated below, pursuant to Article 52, Paragraph 1 of the Financial Instruments and Exchange Act.
- Trading of securities by the sales department of the Company's head office concerning the acceptance of entrustment of purchases and sales of securities shall be suspended from August 29, 2017 to August 31, 2017. (This shall exclude trading that has been approved by the Kanto Local Finance Bureau on a case-by-case basis.)