Self-regulatory operations cover a broad range of investigations and examinations into compliance with laws and regulations, and decisions on disciplinary actions to deter unfair acts. These activities target a wide range of parties including listed companies, companies seeking a listing, securities companies, and investors.
This page elaborates the outline of Self-regulatory operations of Japan Exchange Regulation (entrusted by Tokyo Stock Exchange and Osaka Exchange) based on the Financial Instruments and Exchange Act and those of Tokyo Commodity Exchange based on the Commodity Derivatives Act separately, as well as information such as published documents.