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Report Matters Affecting the Listing Eligibility of Pre-IPO Companies

This page is for executives, employees, and other related parties of companies that are considering listing on the Tokyo Stock Exchange, are in the process of applying for listing, or have been approved for listing, to provide us with information regarding matters that may materially affect listing eligibility.

The information you provide will be used in our listing examination. Please note that the information provided may be shared with the lead underwriter securities company, audit firms, or other domestic stock exchanges to the extent deemed necessary for the listing examination, and relevant parties may be contacted for confirmation. Although we take utmost care to preserve the anonymity of the person(s) who provide information, please understand that there is a risk that the company may be able to infer who made the report based on the reported facts and details.

When providing information, please include as many specific details as possible (e.g., company name, job titles and names of the individuals involved, methods used in the misconduct, timing, amounts involved, and evidence or supporting documentation).

Japan Exchange Regulation does not constitute an “administrative body or other designated person that has the authority to impose a disposition or make a recommendation or other act regarding the reportable fact,” as stipulated in Article 3 (ii) of the Whistleblower Protection Act.

(Note)
  • ・Please note that due to confidentiality obligations under the Financial Instruments and Exchange Act of Japan and possible adverse impact on investigations, we are unable to respond to inquiries regarding the existence, schedule, progress, or results of any investigations related to listing examination by Japan Exchange Regulation.