Regulatory Measures, etc., Concerning Margin Trading
Regulatory measures on margin trading are designed to contain excessive margin trading and include raising customer margin ratios for new margin trades.
The implementation and removal of regulatory measures for each issue are made in accordance with the provisions in "Guidelines Concerning Measures to Raise the Customer Margin Ratio, etc.".
| Guidelines Concerning Measures to Raise the Customer Margin Ratio, etc. |
 |
Issues Subject to Margin Trading Restriction
| Issue Name |
Code |
Implementation Date |
Details of Restriction * |
| AppBank Inc. |
6177 |
May 28, 2018 |
Customer margin ratio shall be 50% or more, of which cash shall consist 20% or more. |
| ALBERT Inc. |
3906 |
May 25, 2018 |
Customer margin ratio shall be 70% or more, of which cash shall consist 40% or more. |
| SAMURAI&J PARTNERS Co.,Ltd. |
4764 |
May 25, 2018 |
Customer margin ratio shall be 50% or more, of which cash shall consist 20% or more. |
(note)
- ･Applied to new margin trades (sales and purchases)
Issues for which margin trading restriction was removed (from the past week)
| Issue Name |
Code |
Removal Date |
Details of Restriction * |
| AXEL MARK INC. |
3624 |
May 22, 2018 |
Customer margin ratio shall be 50% or more, of which cash shall consist 20% or more. |
| Palma Co.,Ltd. |
3461 |
May 18, 2018 |
Customer margin ratio shall be 50% or more, of which cash shall consist 20% or more. |
| m-up,Inc. |
3661 |
May 17, 2018 |
Customer margin ratio shall be 50% or more, of which cash shall consist 20% or more. |
(note)
- ･Applied to new margin trades (sales and purchases)
