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Application for Disclosure of Personal Information, Notice on Objective of Use Notice for Disclosure and Objective of Use related to the Personal Data held by JPX is hereby requested below: Date of Request* Requestor Name* Surname, First Address Telephone No. Representative (Required in case of request by a representative) Surname, First Address Telephone No. Relation to Requestor Request Details* Check the applicable items□Request for Disclosure related to Personal Data □Request for Notice on Objective of Use related to Personal Data Matters related to the Requested Data Please include specific details Registration Date Details Remarks * indicates required items Notes: 1. Please submit this application by postal mail. See below for address details. 2. Please include the documents required to confirm the identity of the requestor (a copy of a valid driver's license, or copies of two or more official identification, such as a health insurance card). Also, in cases...

Request to Cease Usage of Personal Information Cease Usage and Third-Party Provision related to Personal Data held by JPX is hereby requested below: Date of Request* Requestor Name* Surname, First Address Telephone No. Representative (Required in case of request by a representative) Surname, First Address Telephone No. Relation to Requestor Request Details* Check the applicable items□Cease usage related to Personal Data □Cease Third-Party Provision related to Personal Data Reason for Request* Check the applicable items □Personal information is being used outside the scope requirements. □Personal information was obtained via improper methods. □Personal information has been provided to third parties in violation of the law. Requested Data Please include specific details Registration Date Details Remarks * indicates required items. Notes 1. Please submit this application by postal mail. See below for address details. 2. Please include the documents required to confirm the identity of the requestor (a copy of ...

1 Summary of Q&A at JPX IR Day 2017 Japan Exchange Group, Inc. (Held on July 4, 2017) Cash Equities Market and Information Services Business Q1: In terms of enhancing ETF market liquidity, what are the current problems with ETF creation/redemption? How do you plan to solve those problems? A1: (Miyahara) Currently, it takes T+4–6 for investors to go from acquiring baskets of equities to receiving ETFs when manually applying for ETF creation, because the baskets must first be sent to the ETF issuer before the issuer can send the ETFs back to the investor. We are considering a scheme where the CCP, JSCC, is involved in creation/redemption. This scheme would allow for the ETF process to be completed by T+3, which is the same period of time required for settling a cash equities transaction. The scheme would also enable investors to conduct netting ...

July 29, 2008 Tokyo Stock Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for the first quarter of FY2008 (unaudited) 1. Results of operations (figures less than a million yen are omitted) Operating revenues Operating profit Ordinary profit Million Yen % Million Yen % Million Yen % Three months ended June 30, 2008 21,637(-)6,094(-)6,581(-) Three months ended June 30, 2007 19,035 (△1.2) 8,413(△9.3)8,922(△6.7) Net income Net income per share Million Yen % Yen Three months ended June 30, 2008 3,769(-)1,657.68 Three months ended June 30, 2007 5,349(△4.6)2,352.89 ※Tokyo Stock Exchange Group, Inc. was established on August 1, 2007. The consolidated financial results for the previous term are those of Tokyo Stock Exchange, Inc. that became a wholly owned subsidiary of Tokyo Stock Exchange Group, Inc. on August 1, 2007....

October 28, 2008 Tokyo Stock Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for the second quarter of FY2008 (unaudited) 1. Results of operations (figures less than a million yen are omitted) Operating revenues Operating profit Ordinary profit Million Yen % Million Yen % Million Yen % Six months ended September 30, 2008 38,494(-)10,243(-)10,849(-) Six months ended September 30, 2007 38,591 (4.4) 16,746(0.2)17,372(1.0) Net income Net income per share Million Yen % Yen Six months ended September 30, 2008 5,693(-)2,504.18 Six months ended September 30, 2007 10,221(2.1)4,495.66 2. Financial position Total assets Net assets Ratio of equity capital Net assets per share Million Yen Million Yen % Yen As of September 30, 2008 564,984 (※1161,572 ) 116,377 (※2 99,010 ) 20.2 (※3 59.9 ) 50,169.06 (※...

January 29, 2009 Tokyo Stock Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for the third quarter of FY2008 (unaudited) 1. Results of operations (figures less than a million yen are omitted) Operating revenues Operating profit Ordinary profit Million Yen % Million Yen % Million Yen % Nine months ended December 31, 2008 53,884(-)13,099(-)15,000(-) Nine months ended December 31, 2007 57,469 (3.7) 23,741(△2.7)25,985(2.8) Net income Net income per share Million Yen % Yen Nine months ended December 31, 2008 7,894(-)3,471.97 Nine months ended December 31, 2007 15,021(2.6)6,606.52 2. Financial position Total assets Net assets Ratio of equity capital Net assets per share Million Yen Million Yen % Yen As of December 31, 2008 699,523 (※1139,177 ) 113,908 (※2 96,540 ) 15.9 (※3 67.6 ) 49,029.53 (※...

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. October 26, 2010 Tokyo Stock Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for Six months ended September 30, 2010, unaudited) 1. Results of operations (figures less than a million yen are omitted) Net income per common share Diluted net income per common share Yen Yen Six months ended Sept. 30, 2010 1,979.01- Six months ended Sept. 30, 2009 2,516....

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. January 28, 2011 Tokyo Stock Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for Nine months ended December 31, 2010, unaudited) 1. Results of operations (figures less than a million yen are omitted) Net income per common share Diluted net income per common share Yen Yen Nine months ended Dec. 31, 2010 3,033.38 - Nine months ended Dec. 31, 2009 (2,318....

(1) Consolidated Operating Results (cumulative total ) 1Q FY '09 44,598 mil yen FY '08 44,272 mil yen * The value and changes from the same period of the last fiscal year for 1Q FY '08, and changes from the same period of the last fiscal year for 1Q FY '09 are not shown, because Consolidated Financial Statement was not prepared for 1Q FY '08. * "Full Year" and "2nd Quarter Total Term" are not shown, because OSE acquired the subsidiary company during the current 3rd quarter of the consolidated fiscal period and it has prepared Consolidated Financial Statements from the current 3rd quarter of the consolidated fiscal period. (Note) Revision of Earnings Forecast during Current Quarter : No (Note) Revision of Divided Forecast during Current Quarter : No % 10,600 2,500 mil yen - 7,500.00 yen yen 8,500.00 yen - (2) Consolidated Financial Standing 46,396 yen mil ...

(1) Consolidated Operating Results (cumulative total)(Percentages shown indicate changes from the same period of the last fiscal year) (Ref.) Shareholders' Equity 2Q FY '09 46,382 mil yen FY '08 44,272 mil yen (Note) Revision of Divided Forecast during Current Quarter : No 18,518.52 (Note) Revision of Earnings Forecast during Current Quarter : No * Changes from the same term of the last fiscal year are not shown, because OSE acquired the subsidiary company during the previous 3rd quarter of the consolidated fiscal period and it has prepared Consolidated Financial Statements from the previous 3rd quarter of the consolidated fiscal period. - 7,500.00 * The value and changes from the same period of the last fiscal year for 2Q FY '08, and changes from the same period of the last fiscal year for 2Q FY '09 are not shown, because Consolidated Financial Statement was not prepared for 2Q ...