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(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. Osaka Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. (For foreign corporations other than Remote Trading Participants and Remote Trade Members) Trading Participant Agreement (July 27, 2020 version) [Month] [Day], [Year] To: President & CEO Osaka Exchange, Inc. Address: Trade name or name: Name of representative: (Seal) Signature: (hereinafter referred to as the“Company”) hereby agrees to the following matters, as a (type of trading participant) of Osaka Exchange, Inc. (OSE). 1. The Company shall comply with the ...

June 26, 2023 Listing Department Tokyo Stock Exchange, Inc. 2023 Survey on English Disclosure by Japanese Companies Outline of the Survey Objective: To assess disclosures in English by listed Japanese companies and to identify the disclosure documents and information necessary for making investment decisions Deadline for responses: July 31, 2023 Estimated time required for responses: 5-10 minutes (approx. 15 minutes if answered in detail) Dedicated website for survey responses: https://reg34.smp.ne.jp/regist/is?SMPFORM=ngk-maoelh-a57779d9fc9af3a9f63bb23 37cd04d74 *Please reply on the website that SPIRAL Inc. has provided. If you are unable to access the above website due to your device environment or any other reason, please contact us at jojo@jpx.co.jp Background Corporate governance reform is advancing in Japan to facilitate constructive dialogue between investors and listed companies for sustainable corporate growth and to improve greater medium- to long-term returns. As information ...

Change in Trading Unit and Tick Sizes for Domestic ETFs: 2 issues including Nikko Exchange Traded Index Fund TOPIX (code: 1308) | Japan Exchange Group Jun. 22, 2023 TSE Change in Trading Unit and Tick Sizes for Domestic ETFs: 2 issues including Nikko Exchange Traded Index Fund TOPIX (code: 1308) Tweet Tokyo Stock Exchange, Inc. (TSE) has announced that we will change the trading unit for 2 ETFs and will start trading in the new trading unit from July 11 (Tuesday) as follows. In addition, in line with the change in the trading unit, the tick size will be changed from the same day. The table below shows the trading unit and tick size that will be applied from July 11 (Tuesday). Code Issue Name Trading Unit after the change (Ref. before the change) Tick Size after the change (*) (Ref. before the change) 1308 Nikko Exchange Traded Index Fund TOPIX 1 ...

Daily Price Limits to be Broadened : 1 issue | Japan Exchange Group Jun. 22, 2023 TSE Daily Price Limits to be Broadened : 1 issue The following issue has fallen under the following (1) or (2) for two consecutive business days. As such, TSE wishes to bring to your attention that it will broaden only the upper (or lower) daily price limit on the next business day (June 23) as follows. (1) The upper (or lower) daily price limit is reached and trading volume is 0 without conducting allocation at the upper (or lower) daily price limit (2) Trading volume remains at 0 shares until the end of the afternoon session, trades are executed at the upper (or lower) daily price limit at the close of the afternoon session with bids (or offers) remaining at the upper (or lower) daily price limit. PROGRIT Inc. (Code: 9560) 　　Lower daily price limit: 4,000 ...

Regulatory Measures, etc. on Trading of Newly Listed Stocks : Aidemy Inc. | Japan Exchange Group Jun. 22, 2023 TSE Regulatory Measures, etc. on Trading of Newly Listed Stocks : Aidemy Inc. Regulatory Measures, etc. on Trading of Newly Listed Stocks 　1. Issue: Aidemy Inc. (Code: 5577) 　2. Regulatory Measures (until the day an issue is first traded) 　 Trading participants are: 　 (1) required to receive purchase funds (in cash) from clients, other than those with discretionary 　　investment contracts, on the same day.* 　 (2) prohibited from making purchases in the issue on their proprietary accounts, including 　 those under discretionary investment contracts, until it is first traded. 　 (3) prohibited from placing buy market orders on the issue until after the day it is first traded. 　　*As long as a client's MRF (money reserve fund) is in excess of the purchase funds on the day 　　the issue is first traded, the MRF may be allocated ...

Base price and daily price limits for newly listing ETF : NEXT FUNDS JPX JGB Futures Double Inverse Index Exchange Traded Fund (Code: 2251) | Japan Exchange Group Jun. 22, 2023 TSE Base price and daily price limits for newly listing ETF : NEXT FUNDS JPX JGB Futures Double Inverse Index Exchange Traded Fund (Code: 2251) Tweet The base price, etc. of NEXT FUNDS JPX JGB Futures Double Inverse Index Exchange Traded Fund (Code: 2251), which is scheduled for initial listing on June 23, are as below. Code Issue Name Trading Unit Base Price Upper Price Limit Lower Price Limit 2251 NEXT FUNDS JPX JGB Futures Double Inverse Index Exchange Traded Fund 10 unit JPY 748.5 JPY 898.5 JPY 598.5 Enquiry Tokyo Stock Exchange, Inc.　Equities Department TEL:Tel: +81-3-3666-0141 Back to list...

Matching Mechanism for the First Day of Listing: AR advanced technology,Inc. | Japan Exchange Group Jun. 22, 2023 TSE Matching Mechanism for the First Day of Listing: AR advanced technology,Inc. AR advanced technology,Inc. (code: 5578) will be listed on Jun.23. The matching mechanism to be applied to AR advanced technology,Inc. until the initial price is determined is shown below. This special matching mechanism is applied to a directly-listed stock until its initial price is determined. 1. Order book center price JPY 1,260 (public offering or secondary distribution price) 2. Quote renewal (1) Initial special quote An initial special (bid or ask) quote will be indicated at the order book center price. *) If there is a matching quote within the special quote renewal price interval from the order book center price at the beginning of trading session, matching will occur instantly. (2) Upper limit Upper ...

Matching Mechanism for the Second Day of Listing: Aidemy Inc. | Japan Exchange Group Jun. 22, 2023 TSE Matching Mechanism for the Second Day of Listing: Aidemy Inc. Tweet Aidemy Inc. (code: 5577) was listed on Jun.22. However, its initial price has not been determined. The matching mechanism to be applied to Aidemy Inc. on Jun.23 (the second day of listing) is shown below. This special matching mechanism is applied to a directly-listed stock on the second day until its initial price is determined. 1. Order book center price JPY 2,415 (last special quote price) 2. Quote renewal (1) Initial special quote An initial special (bid or ask) quote will be indicated at the order book center price. *) If there is a matching quote within the special quote renewal price interval from the order book center price at the beginning of trading session, matching will occur instantly. (...

2022 Tokyo Stock Exchange, Inc.©2022 Tokyo Stock Exchange, Inc. Obligations and incentives for Actively managed ETFs ） ） ETFMM scheme version 2.0 1 Revision of ETFMM scheme from June 2023 Actively managed ETFs will be added to ETF MM scheme from June 2023. In ETFMM scheme v2.0, the period and number of max. ETFs are limited (*1), and conditions are set Obligations Incentives (2) Spread (3) Minimum Quantity (1) Quoting Time Obligations (1) Proportional to Trading Value (2) Waiver of Access Fee (3) Provision of Virtual Servers 0.1JPY/order *up to 100,000 orders per ETF/day Incentives In the case of 20 or more ETFs and fulfillment of obligations, an amount equivalent to the prescribed virtual server usage fee is paid. 0.1bps～0.9bps *according to type/liquidity of each ETF 50bps or 3ticks Domestic equities, REITs and bonds: 10mil. JPY Others：5mil. JPY...

Identification code by securities type 2023/5/29 Composition Code Securities type ０１Domestic stock (common stock) ０２Domestic stock (new common stock) ０３Domestic stock (preferred stock) ０４Domestic stock (new preferred stock) ０５Domestic stock (deferred stock) ０６Domestic stock (new deferred stock) ０７Domestic stock (new subscription warrant securities) ０８Domestic stock (subsidiary tracking stock) ０９Domestic stock (classified stock) ０ＡDomestic stock (preferred) equity investment securities １１Foreign stock (common stock, depository receipts) １２Foreign stock (new common stock) １３Foreign stock (preferred stock) １７Foreign stock (new subscription warrant securities) ２１Domestic government bond (interest-bearing government bond) ２２Domestic government bond (discount government bond) ２３Domestic government bond (treasury bill) ２４Domestic government bond (floating rate bond) ２５Domestic government bond (financing bill) ２６Domestic government bond (stripped principal interest-bearing government bond) ２７Domestic government bond (stripped coupon interest-bearing government bond) ３１Domestically issued domestic public corporation bond (local government bond) ３２Domestically issued domestic public corporation bond (government-guaranteed bond) ３３Domestically issued domestic public ...