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Specialist Working Group for Recurrence Prevention Measures Summary of 1st Meeting 1. Date and Time: November 6, 2020 15:30 - 16:42 2. Venue: Online 3. Agenda (1) Major topics for consideration going forward (2) Schedule and draft agenda for future meetings 4. Summary of discussion (1) General discussion •As long as there are rules to follow, systems should be able to respond to emergency situations by themselves. If we can establish trading resumption procedures through the Council and the Specialist Working Group, this will enable each firm to respond accordingly in terms of operations and IT systems. •The agenda of this Working Group should include what the issues were at TSE with regards to this incident and what kind of recurrence prevention measures we can set up to improve stability. •I would also like TSE to explain to this Working Group what has been improved regarding the TSE system ...

1 Single Submission Form Common Document for Submission to Regulatory, Listing, and Registration Authorities, and Market Institutions for the Issuance of Notes under the ASEAN+3 Multi-Currency Bond Issuance Framework (AMBIF) ASEAN+3 Bond Market Forum (ABMF) Initiative 2 Single Submission Form Contents I. GENERAL INFORMATION FOR SINGLE SUBMISSION FORM........................................................................ 3 1. AUTHORITIES AND MARKET INSTITUTIONS APPLIED TO FOR AN APPROVAL AND PROFILE LISTING OR REGISTRATION IN EACH MARKET......................................................................................................... 3 2. ISSUER’S DOMICILE: ..................................................................................................................................... 5 3. ISSUER’S PARENT COMPANY’S JURISDICTION: ....................................................................................... 5 4. TYPE OF SUBMISSION: ................................................................................................................................. 5 5. DISTINCTION OF THE FORM:........................................................................................................................ 6 6. TARGETED PROFESSIONAL INVESTOR MARKETS IN ASEAN+3: ........................................................... 6 7. DENOMINATED CURRENCY OF THE NOTES:............................................................................................. 7 8. CLEARING AND SETTLEMENT:.................................................................................................................... 7 9. PLACE OF DISCLOSURE:.............................................................................................................................. 7 10. OTHER IMPORTANT MATTERS: ................................................................................................................... 8 II. ISSUER INFORMATION.................................................................................................................................... 13 1. INFORMATION ON THE ISSUER: ................................................................................................................ 13 2. FINANCIAL INFORMATION ON THE ISSUER:............................................................................................ 14 3. INFORMATION ON THE GUARANTOR OR PROVIDER ...

3. Financial Statements of the Issuer Page Unaudited Consolidated Financial Statements for the Six-Month Periods ended 30 June 2019 and 2020 ................................ F-2 Independent Auditors' Report ................................................................................................................................................... F-9 Audited Consolidated Financial Statements as of and for the Financial Year ended 31 December 2019 ................................ F-17 Independent Auditors' Report ................................................................................................................................................... F-137 Audited Consolidated Financial Statements as of and for the Financial Period from 1 April 2018 to 31 December 2018 ........ F-145 Independent Auditors' Report ................................................................................................................................................... F-279 Audited Consolidated Financial Statements as of and for the Financial Year ended 31 March 2018 ...................................... F-287 GLP Pte. Ltd. and its subsidiaries Unaudited Condensed Interim Financial Statements For the six months period from 1 Jan 2020 to 30 Jun 2020 Statements of Financial Position GLPGroup OTHER Seg.Lisco GLPGroup OTHER Seg.Lisco Group Company Group Company As at As at As at As at Note 30 Jun 2020 30 Jun 2020 31 ...

4. Financial Statements of the Guarantor...

Oct. 2020 - 1 - (Reference Translation) TSE NOTICE Nov. 20, 2020（Fri.) [Attachment] Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Oct. 01, 2020 - Oct. 31, 2020) (Note) 1. No. of Listed Shares at End of Month No. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.) When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc. After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds. Altered number of shares of Nuts Inc.（Code 7612）is the number of listed shares as of the end of August. 2. Primary Reasons ...

(Reference Translation) No. of listed shares of foreign companies whose primary market is the TSE market (as of end of October 2020) Code Company Name Market Division No. of listed shares as of end of Oct. (shares) Trading Unit (shares) 4875 MediciNova,Inc. JQ Standard 44,927,560 100 6697 Techpoint,Inc. (note) Mothers 6,304,933 100 9399 Beat Holdings Limited 2nd Section 47,511,514.79 1 (note) The listed securities are foreign stock trust beneficiary certificates (JDR) of which the trust assets are the company’s common stocks. Its No. of listed shares and Trading Unit are indicated in units of JDR. The number of outstanding shares of the company’s common stock is 17,663,850 shares (as of end of Oct. 2020). 1 JDR represents the right of 1 share. DISCLAIMER: This translation may be used only for reference purposes. This English version is ...

Tokyo Stock Exchange, Inc. (Reference Translation) Nov. 19, 2020 Listing Department Tokyo Stock Exchange, Inc. Request for Improvement Report and Public Announcement Measure TSE has requested an Improvement Report and taken the Public Announcement Measure as follows. *This decision is based on the results of the examination by Japan Exchange Regulation. 1. Company Name SAXA Holdings,Inc. (Code: 6675, Market Division: 1st Section) 2. Improvement Report Submission Deadline Dec. 4, 2020 (Fri.) Provision Securities Listing Regulations, Rule 502, Paragraph 1, Item (1) (Due to disclosed information containing false statements and improvements being deemed highly necessary) 3. Date of Public Announcement Measure Nov. 19, 2020 (Thu.) Provision Securities Listing Regulations, Rule 508, Paragraph 1, Item (1) (Due to disclosed information containing false statements and public announcement being deemed necessary) 4. Reason SAXA Holdings,Inc. (hereinafter "the Company") disclosed an investigation report of the special investigation committee on Oct. 7, 2020 concerning ...

1 / 2 Summary of Q&A at JPX Q2 FY2020 Financial Results Briefing (held on October 29, 2020) (1) Q: What will be the impact of the TSE system failure that occurred on October 1, 2020 on JPX financial performance such as system-related expenses? A: On October 28, along with the consolidated financial results for Q2 FY2020, we published a notice of revision to earnings forecast for FY2020. As part of the revision, we have added JPY 1 billion to expected annual operating expenses, increasing them to JPY 62.5 billion. Currently, it is difficult to precisely estimate expenses incurred through addressing the system failure, but they have been factored into this revision and are not currently expected to exceed the revised forecast. (2) Q: Has the TSE system failure changed the level of capital you consider necessary? Also, has the failure changed your policies on additional shareholder returns ...