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FY2019 FY2021 ©2019 JAPAN EXCHANGE GROUP, Inc. All Rights Reserved. 1 3rd Medium-Term Management Plan March 28, 2019 Japan Exchange Group, Inc. 2 ©2019 JAPAN EXCHANGE GROUP, Inc. All Rights Reserved. (Translation Disclaimer) This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version prevails. Japan Exchange Group, Inc. (“JPX”) and its subsidiaries accept no responsibility or liability for damage or loss caused by any error, inaccuracy or misunderstanding with regard to this translation. This translation may be used only for reference purposes. JPX and its subsidiaries maintain the right to claim compensation for any damage or loss it may suffer from the violation of these conditions. (Forward-Looking Statements) These materials contain statements that constitute forward-looking statements. Some of these statements express, for general management purposes only, ...

2019 Tokyo Stock Exchange, Inc. 1. Ambiguous market concept impairing convenience of investors & losing attractiveness Concerns that market concept of the 2nd Section, Mothers, and JASDAQ overlap and confusing Concerns that market concept of the 1st Section is unclear, and the growth of TOPIX-linked passive investment is affecting price formation of issues with relatively low liquidity 2. Insufficient incentives for sustainable growth of listed companies 1 Current Issues regarding TSE Cash Equity Market Structure The 1st Section The 2nd Section Mothers JASDAQ 1. Ambiguous market concept 3. No index functioning properly as an investable index (no index is a benchmark that also represents wide investment opportunities) TOPIX, widely used by investors, is a benchmark of all companies listed on the 1st Section Few investors use JPX Nikkei 400 nor TOPIX 500 2. Insufficient incentives for listed companies to sustainably grow and increase corporate value ...

Issuer Filing Information ING Bank N.V. i ISSUER FILING INFORMATION Type of Information: Issuer Filing Information Date of Filing: 29 March 2019 Company Name: ING Bank N.V. (the "Issuer") Name and Title of Representative: D.E. Haring, Principal Treasury Manager Address of Registered Office: Bijlmerplein 888, 1102 MG Amsterdam, The Netherlands Telephone: +31(20)563 8008 Liaison Contact: Attorney-in-Fact: Eiichi Kanda, Attorney-at-law Chihiro Ashizawa, Attorney-at-law Keisuke Otsuka, Attorney-at-law Clifford Chance (Gaikokuho Kyodo Jigyo) Address: Palace Building, 3rd floor 1-1, Marunouchi 1-chome Chiyoda-ku, Tokyo 100-0005 Telephone: 81-3-6632-6600 Financial Instruments Exchange Market: Not applicable Address of Publication Website: https://www.jpx.co.jp/equities/products/tpbm/announcem ent/index.html Notes to Investors: 1. TOKYO PRO-BOND Market is a market for professional investors, etc. and bonds and other instruments listed on the market ("Listed ...

IT Master Plan FY2019 FY2021 ©2019 JAPAN EXCHANGE GROUP, Inc. All Rights Reserved. March 28, 2019 Japan Exchange Group, Inc. 1 2 ©2019 JAPAN EXCHANGE GROUP, Inc. All Rights Reserved. (Translation Disclaimer) This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version prevails. Japan Exchange Group, Inc. (“JPX”) and its subsidiaries accept no responsibility or liability for damage or loss caused by any error, inaccuracy or misunderstanding with regard to this translation. This translation may be used only for reference purposes. JPX and its subsidiaries maintain the right to claim compensation for any damage or loss it may suffer from the violation of these conditions. (Forward-Looking Statements) These materials contain statements that constitute forward-looking statements. Some of these statements express, for general management purposes only, group performance ...

Amendment to Program Information SpareBank 1 SR-Bank ASA i AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement: 26 March 2019 Issuer(s) Name: SpareBank 1 SR-Bank ASA (the "Issuer") Name and Title of Representative: Inge Reinertsen Chief Financial Officer Address of Head Office: Bjergsted Terrasse 1 N-4001 Stavanger, Norway Telephone: +47 51509450 Contact Person: Attorney-in-Fact: Hiroto Ando, Attorney-at-law Aina Ono, Attorney-at-law Anderson Mori & Tomotsune Address: Otemachi Park Building 1-1, Otemachi 1-chome Chiyoda-ku, Tokyo Telephone: +81-3-6775-1000 Type of Securities: Notes Address of Website for Announcement: https://www.jpx.co.jp/english/equities/products/tpbm/ann ouncement/index.html Information on initial Program Information: Date of Filing: 9 May 2018 Scheduled Issuance Period: 10 May 2018 to 9 May 2019 Maximum Outstanding Issuance Amount:€10,000,000,000 This amendment, consisting ...

Analysis of Investors’Behavior through Non-Time Series Analysis of Stock Prices Kenichi YOSHIDA, University of Tsukuba April 1, 2019 After the war began with the special demand economy in the early 1950’s, Japan was followed by a reactionary re- cession and repeated business cycles such as the“izanami economy”and the“Global Financial Crisis.”In this study, we attempt to analyze the investors’behavior behind these business cycles by analyzing TOPIX price movements from 1954 to 2016 using simple data mining methods. This working note reports the results of the analysis: 1. We use the gradient boosting decision tree (GBDT) as the data mining method to analyze TOPIX price movements; this method can analyze mixed distribution. Furthermore, as a method to detect the change in investors’behavior, we optimize the analyzing period of the data mining process by considering only the fluctuation dt in the monthly TOPIX price ...

Amendment to Program Information Credit Suisse Group AG 1 AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement 25 March 2019 Issuer Name: Credit Suisse Group AG Name and Title of Representative: Flavio Lardelli Director Address of Head Office: Paradeplatz 8, CH-8001 Zurich, Switzerland Telephone: +41 44 333 33 89 Contact Person: Attorney-in-Fact: Nobuyoshi Inujima, Attorney-at-law Motoki Saito, Attorney-at-law Hironobu Kumoto, Attorney-at-law Nagashima Ohno & Tsunematsu Address: JP Tower, 2-7-2 Marunouchi, Chiyoda-ku Tokyo 100-7036, Japan Telephone: +81 3 6889 7000 Type of Securities: Notes Address of Website for Announcement: https://www.jpx.co.jp/english/equities/products/tpbm/ann ouncement/index.html Status of Submission of Annual Securities Reports or Issuer Filing Information: Information on Original Program Information: Date of Announcement: Scheduled Issuance Period: Maximum Outstanding Issuance Amount: Credit Suisse Group AG has ...

Program Information UBS Group Funding (Switzerland) AG i PROGRAM INFORMATION Type of Information: Program Information Date of Announcement: 22 March 2019 Issuer Name: UBS Group Funding (Switzerland) AG Name and Title of Representative: Antonio Boné, Authorized Signatory Address of Head Office: Bahnhofstrasse 45, 8001 Zürich, Switzerland Telephone: +41 44 239 26 55 Contact Person: Takashi Tsukioka, Attorney-at-law Motoki Saito, Attorney-at-law Hironobu Kumoto, Attorney-at-law Nagashima Ohno & Tsunematsu Address: JP Tower, 2-7-2 Marunouchi, Chiyoda-ku, Tokyo 100-7036 Telephone: +81 3-6889-7000 Type of Securities: Notes Scheduled Issuance Period: 23 March 2019 to 22 March 2020 Maximum Outstanding Issuance Amount: Unlimited Address of Website for Announcement: https://www.jpx.co.jp/english/equities/products/tpbm/ann ouncement/index.html Names of the Lead Managers (for the purpose of this Program Information): UBS AG London Branch Status of Submission of Issuer Filing Information: None...

1 | Initiatives toward Using Blockchain and Encouraging Open Innovation in the Securities Industry1 Masafumi KONDO† February 19, 2019 Vol.26 1 This paper is scheduled to appear in Journal of the Information Processing Society of Japan: Digital Practice, Vol. 10, No. 3 (July 2019) †Fintech Laboratory, Strategy Planning Department, Japan Exchange Group (jpx-fintech@jpx.co.jp) 2 | This document was compiled based on the results of research and studies by directors, officers, and/or employees of Japan Exchange Group, Inc., its subsidiaries, and affiliates (hereafter collectively "JPX Group") with the intention of seeking comments from a wide range of persons from academia, research institutions, and market users. The views and opinions in this document are the author’s own and do not constitute the official view of JPX Group. This document was prepared solely for the purpose of providing information, and is not intended to solicit investment or recommend ...

i Specified Securities Information Intesa Sanpaolo S.p.A. ii SPECIFIED SECURITIES INFORMATION Type of Information: Specified Securities Information Date of Announcement: 15 March 2019 Issuer Name: Intesa Sanpaolo S.p.A. Name and Title of Representative: Fabio Francesco Ferrari, Head of Funding and Counterbalance Capacity Address of Main Office: Piazza San Carlo, 156, 10121 Turin, Italy Telephone: +39-011-5551 Contact Person: Attorneys-in-Fact: Eiichi Kanda, Attorney-at-law Chihiro Ashizawa, Attorney-at-law Yu Nimura, Attorney-at-law Machiko Ishii, Attorney-at-law Clifford Chance (Gaikokuho Kyodo Jigyo) Address: Palace Building, 3rd floor 1-1, Marunouchi 1-chome Chiyoda-ku, Tokyo 100-0005 Japan Telephone: +81-3-6632-6600 Type of Securities: Notes Total Sale Value of Notes: JPY 8,200,000,000 1.360% Senior Unsecured Notes due 25 March 2022 JPY 5,000,000,000 2.030% Senior Unsecured Notes due 24 March 2034 (collectively, ...