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JPX-Nikkei Mid and Small Cap Index Guidebook First Edition Tokyo Stock Exchange, Inc. Nikkei Inc. Published: December 14, 2016 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Nikkei Inc. and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. (Reference Translation) 1 Copyright©2016- by Tokyo Stock Exchange, Inc., and Nikkei Inc. All rights reserved Table of Contents Introduction............................................................................................................................3 I. Outline of the Index............................................................................................................4 II. Index Calculation...............................................................................................................5 1. Outline.............................................................................................................................5 2. Formula...........................................................................................................................5 3. Stock Price Used for Calculation....................................................................................

1 This document provides a brief summary of insider trading regulations in Japan and is intended for educational purposes only. Contents have been recapitulated and omitted for perspicuity. Please consult a legal advisor as needed. •While every effort has been made to ensure the accuracy of the information presented wherein, Japan Exchange Regulation (JPX-R) shall bear no responsibility or liability for any damage, loss, or action arising from the use of this information, including errors in posted information and malfunctions during download. Copyright©2016 Japan Exchange Regulation. All rights reserved Presented by: Japan Exchange Regulation COMLEC Internal training materials 2 Officer buys the stock with knowledge of nonpublic information indicating a large increase in profit. Officer sells the stock Company discloses the financial information Stock price Price soars ! I did it! Big gains for me, since I bought it cheap! Insider trading refers to dishonest trading in which the ...

This document provides a brief summary of insider trading regulations in Japan and is intended for educational purposes only. Contents have been recapitulated and omitted for perspicuity. Please consult a legal advisor as needed. While every effort has been made to ensure the accuracy of the information presented wherein, Japan Exchange Regulation (JPX-R) shall bear no responsibility or liability for any damage, loss, or action arising from the use of this information, including errors in posted information and malfunctions during download. 1 Have you ever heard of the term“insider trading”? Maybe you know that it is“prohibited”. Today, we are going to talk about what“insider trading”actually is; what kinds of punishment you are subject to if you engage in insider trading; whether employees of a listed company, like us, are even allowed to purchase stocks; if we are, what we have to pay attention ...

Amendment to Program Information Danske Bank A/S i AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement: December 14, 2016 Issuer Name: Danske Bank A/S (the "Issuer") Name and Title of Representative: Jacob Aarup-Andersen Chief Financial Officer Address of Head Office: 2-12 Holmens Kanal, DK-1092 Copenhagen K, Denmark Telephone: +45 33 44 00 00 Contact Person: Attorney-in-Fact: Hirohito Akagami , Attorney-at-law Wataru Higuchi, Attorney-at-law Yoshiki Mizoguchi, Attorney-at-law Anderson Mori & Tomotsune Address: Akasaka K-Tower 2-7, Motoakasaka 1-chome Minato-ku, Tokyo Telephone: +81-3-6888-1000 Type of Securities: Notes Address of Website for Announcement: http://www.jpx.co.jp/english/equities/products/tpbm/anno uncement/index.html Status of Submission of Annual Securities Reports or Issuer Filing Information: None Guarantor Name: None Name of Joint-Lead Manager (for the purpose of ...

Specified Securities Information ICICI Bank Limited SPECIFIED SECURITIES INFORMATION Type of Information: Specified Securities Information Date of Filing: December 9, 2016 Company Name: ICICI Bank Limited (the "Issuer") Name and Title of Representative: Sudhanshu Jain, Deputy General Manager Address of Registered Office: ICICI Bank Towers, Bandra-Kurla Complex, Mumbai-400051, India Telephone: +91-22-2653-7082 Liaison Contact: Attorney-in-Fact: Hironori Shibata, Attorney-at-law Yoshiki Mizoguchi, Attorney-at-law Anderson Mori & Tomotsune Address: Akasaka K-Tower. 2-7, Motoakasaka 1-chome Minato-ku, Tokyo 107-0051 Telephone: +81-3-6888-1000 Type of Securities: Bonds Primary Issuance Price: JPY 10 billion Contents of Program Information: Date of Filing: 17 June 2016 Executed Issuance Period: 18 June 2016 to 17 June 2017 Maximum Outstanding Issuance Amount: JPY 50 billion Matters related to Financial Instruments Exchange Market, etc.: Not applicable Address of Publication Website: http://www.jpx.co.jp/equities/...

Amendment to Program Information Credit Suisse International 1 AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement: 7 December 2016 Issuer Name: Credit Suisse International Name and Title of Representative: David Mathers Chief Executive Officer Address of Head Office: One Cabot Square, London E14 4QJ, UK Telephone: +44 (0)20 7888 8888 Contact Person: Attorney-in-Fact: Eiichi Kanda, Attorney-at-law Yu Nimura, Attorney-at-law Yasuaki Dote, Attorney-at-law Clifford Chance Law Office (Gaikokuho Kyodo Jigyo) Palace Building, 3rd floor 1-1, Marunouchi 1-chome Chiyoda-ku, Tokyo 100-0005 Telephone: 81-3-6632-6600 Address of Website for Announcement: http://www.jpx.co.jp/english/equities/products/tpbm/announce ment/index.html Information on initial Program Information: Date of Announcement: 20 September 2016 Scheduled Issuance Period: 21 September 2016 to 20 August 2017 Maximum Outstanding Issuance Amount: Unlimited This amendment is ...

Amendment to Program Information Nomura Bank International plc Nomura Europe Finance N.V. i AMENDMENT TO PROGRAM INFORMATION Cover Type of Information: Amendment to Program Information Date of Filing: 7 December 2016 Company Name: 1) Nomura Bank International plc ("NBI") 2) Nomura Europe Finance N.V. ("NEF") Name and Title of Representative: 1) NBI Executive Director and Chief Operating Officer Zarah Wiles 2) NEF Chairman & Managing Director Kenji Tsuge Address of Registered Office: 1) NBI 1 Angel Lane, London EC4R 3AB, United Kingdom 2) NEF Rembrandt Tower 19th floor, Amstelplein 1, 1096 HA Amsterdam, The Netherlands Telephone: 1) NBI +44-0-20-7521-2000 2) NEF +31-20-561-2800 Liaison Contact: Attorney-in-Fact: Akiko Kimura, Attorney-at-law Hironori Shibata, Attorney-at-law Hiroto Ando, Attorney-at-law Nobutake Nemoto, Attorney-at-law Anderson Mori & Tomotsune Address: Akasaka K-Tower 2-7, Motoakasaka 1-chome Minato-ku, Tokyo ...

1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange. Inc. and/or Japan Exchange Regulation shall individually or jointly accept no responsibility o r liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Review of Viewpoints and Operations of Listing Examination for Relisting after MBO December 2, 2016 Tokyo Stock Exchange, Inc. Japan Exchange Regulation 1. Introduction When a company that was delisted due to a management buyout (hereinafter "MBO") applies for a relisting of stocks, we conduct additional examinations apart from the regular listing examination. We have hereby decided to review viewpoints and operations ...

1 Investigation of Frequent Batch Auctions using Agent Based Model Takanobu Mizuta SPARX Asset Management Co., Ltd. Kiyoshi Izumi School of Engineering, The University of Tokyo JPX Working Paper [Summary] Vol. 17, December 8, 2016 This material was compiled based on the results of research and studies by directors, officers, and/or employees of Japan Exchange Group, Inc., its subsidiaries, and affiliates (hereafter collectively“the JPX group”) with the intention of seeking comments from a wide range of persons from academia, research institutions, and market users. The views and opinions in this material are the writer's own and do not constitute the official view of the JPX group. This material was prepared solely for the purpose of providing information, and was not intended to solicit investment or recommend specific issues or securities companies. The JPX group shall not be responsible or liable for any damages or losses arising from ...

Amendment to Program Information The Bank of Nova Scotia Scotiabank Europe plc 2 AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement: December 1, 2016 Issuer Name: (1) The Bank of Nova Scotia (the "Bank") and (2) Scotiabank Europe plc ("Scotiabank Europe") Name and Title of Representative: (1) The Bank: Christy Bunker Managing Director, Secured & Capital Funding (2) Scotiabank Europe: Julian Rhys Company Secretary Address of Head Office: (1) The Bank: 24th Floor, 40 King Street West, Toronto, ON Canada M5H 1H1 (2) Scotiabank Europe: 201 Bishopsgate, 6th Floor, London EC2M 3NS Telephone: (1) The Bank: +1 416 933 7974 (2) Scotiabank Europe: + 44 20 7826 5616 Contact Person: Attorney-in-Fact: Eiko Hakoda, Attorney-at-law Katsuyuki Tainaka, Attorney-at-law Mori Hamada & Matsumoto Address: Marunouchi Park Building, 2-6-1, Marunouchi, Chiyoda-ku, Tokyo 100-8222, Japan Telephone: +81 3 6212 8320 Type ...