Listed Issues (Subscription Warrant Securities)
Listed (scheduled) issues and previously listed issues are published.
| NO | Issue name | Code | Listing date | Delisting date | Exercise period | Acquisition date | Justification process |
| 1 | YAMAKI CO.,LTD., 3rd Series Subscription Warrant | 3598-9 | Dec.22,2014 | Feb.10,2015 | Jan.30,2015～Feb.17.2015 | N/A | Resolution of general shareholders meeting |
| 2 | CyberStep,Inc., 23rd Series Subscription Warrant | 3810-9 | Feb.16,2015 | Apr.06,2015 | Mar.23,2015～Apr.10,2015 | N/A | Resolution of general shareholders meeting |
| 3 | A.D.Works Co.,Ltd., 20th Series Subscription Warrant | 3250-9 | Jul.13,2017 | Sep.06,2017 | Jul.13,2017～Sep.12,2017 | N/A | Resolution of general shareholders meeting |
| 4 | Hoosiers Holdings, 2nd Series Subscription Warrant | 3284-9 | Feb.01,2018 | Mar.09,2018 | Feb.01,2018～Mar.15,2018(for general subscription warrant holders), Mar.20,2018～Mar.22,2018(for underwriting securities companies) |
Mar.19,2018 | Commitment-type (Partial) /Examination by trading participants |
| 5 | Samty Co.,Ltd., 19th Series Subscription Warrant | 3244-9 | Oct.01,2018 | Nov.13,2018 | Oct.01,2018～Nov.19,2018(for general subscription warrant holders), Nov.22,2018～Nov.26,2018(for underwriting securities companies) |
Nov.21,2018 | Commitment-type (Partial) /Examination by trading participants |
| 6 | A.D.Works Co.,Ltd., 22th Series Subscription Warrant | 3250-9 | Jul.11, 2019 | Aug.20,2019 | Jul.11,2019～Aug.23,2019 | N/A | Resolution of general shareholders meeting |
| 7 | CAICA Inc., 1st Series Subscription Warrant | 2315-9 | Aug.12,2020 | Sep.11,2020 | Aug.12,2020～Sep.16,2020 | N/A | Resolution of general shareholders meeting |
| 8 | Kushim,Inc., 8th Series Subscription Warrant | 2345-9 | Nov.02,2020 | Dec.04,2020 | Nov.02,2020～Dec.09,2020 | N/A | Resolution of general shareholders meeting |
| 9 | CHIIKISHINBUNSHA CO.,LTD., 5th Series Subscription Warrant | 2164-9 | Apr.11,2023 | Jun.06,2023 | Apr.11,2023～Jun.09,2023 | N/A | Resolution of general shareholders meeting |
| 10 | TESS Holdings Co.,Ltd., 3rd Series Subscription Warrant | 5074-9 | Jul.03,2023 | Aug.21,2023 | Jul.03,2023～Aug.24,2023(for general subscription warrant holders), Aug.29,2023～Aug.30,2023(for underwriting securities company) |
Aug.28,2023 | Commitment-type (Partial) /Examination by trading participants |
| 11 | Puequ CO.,LTD., 4th Series Subscription Warrant | 9264-9 | Jul.27,2023 | Aug.22,2023 | Jul.27,2023～Aug.25,2023 | N/A | Resolution of general shareholders meeting |
| 12 | Japan Investment Adviser Co.,Ltd., 4th Series Subscription Warrant | 7172-9 | Jan.17,2024 | Mar.06,2024 | Jan.17,2024～Mar.11,2024(for general subscription warrant holders), Mar.14,2024～Mar.15,2024(for underwriting securities company) |
Mar.13,2024 | Commitment-type (Partial) /Examination by trading participants |
| 13 | CHIIKISHINBUNSHA CO.,LTD., 7th Series Subscription Warrant | 2164-9 | Jul.12,2024 | Sep.06,2024 | Jul.12,2024～Sep.11,2024 | N/A | Resolution of general shareholders meeting |
| Archives (up to Oct. 2014) |  |
|---|
- Delisting dates are subject to change. Changes are indicated in bold.
- An acquisition clause may be attached to the subscription warrants.
- In the case where a contract stipulated in Article 2, Paragraph 6, Item 3 of the Financial Instruments and Exchange Act is made, it will be indicated as “commitment-type”.
In other cases, it shall indicate the procedure prescribed in Rule 304, Paragraph 1, Item 2 of the Securities Listing Regulations.
(Note)
- ･Please check in advance with each securities company with which you have transactions regarding specific procedures and schedules for exercising rights.