DISCLAIMER
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.
Articles of Incorporation
Articles of Incorporation (as of October 2, 2023) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Advisory Committee Rules (as of March 24, 2014) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Business Regulations and Related Rules
Business Regulations (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Business Regulations (as of June 1, 2023) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules Concerning Bids and Offers (as of June 26, 2023) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules Concerning Price Limits on Bids and Offers (as of December 1, 2014) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules Regarding Trading Units of Foreign Stocks (as of August 1, 2020) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules on Regulatory Measures Concerning Securities Trading or Its Brokerage (as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Trading Participant Regulations and Related Rules
Trading Participant Regulations (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Trading Participant Agreement (For domestic corporations) (May 1, 2019 version) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Trading Participant Agreement (For foreign corporations other than authorized transaction-at-exchange operators) (May 1, 2019 version) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Trading Participant Agreement (For remote trading participants) (May 1, 2019 version) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Trading Participant Regulations (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Examinations on Obtaining Trading Qualifications (as of June 1, 2020) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules regarding Trading Participant Fees, etc. (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Securities in lieu of Security Deposit as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of May 1, 2018) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Reporting of Syndicate Cover Transactions (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Issue under Trade Monitoring (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of April 4, 2022) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Order Management Systems at Trading Participants (as of January 4, 2021) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Trading Participants' Listing Eligibility Examination Systems, etc. (as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules concerning Just and Equitable Principles of Trade (as of April 4, 2022) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Arbitration Rules (as of March 24, 2014) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Clearing and Settlement Regulations and Related Rules
Clearing and Settlement Regulations (as of July 16, 2019) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Clearing and Settlement Regulations (as of July 16, 2019) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Regulations Regarding Margin Transactions and Loans for Margin Transactions and Related Rules
Regulations Regarding Margin Transactions and Loans for Margin Transactions (as of July 16, 2019) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules for Treatment of Rights Pertaining to Standardized Margin Transactions (as of December 1, 2014) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Rules Concerning Selection of Stocks Eligible for Standardized Margin Transactions and Loans for Margin Transactions (as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Securities Listing Regulations and Related Rules
Securities Listing Regulations (as of March 29, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Securities Listing Regulations (as of March 29, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Guidelines Concerning Listing Examination, etc.(as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Guidelines Concerning Listed Company Compliance, etc.(as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Brokerage Agreement Standards and Related Rules
Brokerage Agreement Standards (as of January 4, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
The Rate of Delinquency Charges Based on the Agreements (as of March 24, 2014) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Exclusion from Securities in lieu of Security Deposit for Security Deposit (as of September 30, 2007) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Special Regulations and Related Rules
Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of June 28, 2021) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of May 17, 2021) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of January 15, 2024)
|
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of January 15, 2024) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of December 13, 2019) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of July 16, 2019) |
![icon-pdf icon-pdf](/english/common/images/icon/tvdivq000000019l-img/icon-pdf.png) |
[Related link]
For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation