Rules
DISCLAIMER
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Osaka Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.
Articles of Incorporation
| Articles of Incorporation (as of July 27, 2020) |  |
|---|---|
| Advisory Committee Rules (as of March 24, 2014) | |
Business Regulations and Related Rules
| Business Regulations (As of November 5, 2024) | |
|---|---|
| Enforcement Rules for Business Regulations (As of January 1, 2025) | |
| Rules on Regulatory Measures Concerning Market Derivatives Trading or its Brokerage (As of July 27, 2020) | |
Trading Participant Regulations and Related Rules
| Trading Participant Regulations (As of March 18, 2024) | |
|---|---|
| Enforcement Rules for Trading Participant Regulations (As of May 29, 2023) | |
| Trading Participant Agreement (For domestic corporations) (As of May 1, 2019) | |
| Trading Participant Agreement (For foreign corporations other than Remote Trading Participants and Remote Trade Members) (As of July 27, 2020) | |
| Trading Participant Agreement (For Remote Trading Participants and Remote Trade Members) (As of July 27, 2020) | |
| Rules Regarding Trading Participant Fees, etc. (As of March 18, 2024) | |
| Rules Concerning Securities in Lieu of Cash for Guarantee Funds and Trading Participant Security Money (As of May 1, 2018) | |
| Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of April 1, 2020) | |
| Rules Concerning Order Management Systems at Trading Participants(As of May 29, 2023) | |
| Rules Concerning Examination on Obtainment of Trading Qualifications(As of July 27, 2020) | |
| Rules Regarding Just and Equitable Principles of Trade (As of April 4, 2022) | |
| Arbitration Rules (As of March 24, 2014) | |
Clearing and Settlement Regulations and Related Rules
| Clearing and Settlement Regulations(As of March 4, 2024) | |
|---|---|
| Enforcement Rules for Clearing and Settlement Regulations(As of March 4, 2024) | |
Brokerage Agreement Standards and Related Rules, etc.
| Brokerage Agreement Standards(As of November 5, 2024) | |
|---|---|
| The Rate of Delinquency Charges Based on the Agreements (As of March 24, 2014) | |
Special Regulations and Related Rules
| Special Rules for Business Regulations and Brokerage Agreement Standards Related to the J-NET Market (As of November 5, 2024) | |
|---|---|
| Enforcement Rules for Special Rules for Business Regulations and Brokerage Agreement Standards Related to the J-NET Market (As of November 5, 2024) | |
| Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Trading(As of June 3, 2024) | |
| Handling of Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Trading (As of July 27, 2020) | |
[Related link]
For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation