Trading Account Agreement

Margin Transaction

Agreement for Setting up Margin Transaction Account (Updated on May 1, 2019) icon-pdf icon-doc
Agreement for Setting up Margin Transaction Account (Effective as of July 17, 2018)(English Version) icon-pdf icon-doc
Guidelines Concerning Designation of Issues Subject to Daily Publication, etc. (Updated on March 1, 2021) icon-pdf icon-doc
Guidelines Concerning Measures to Raise the Security Deposit Ratio, etc. (Updated on January 10, 2023) icon-pdf icon-doc
(note)
  • ・With the enforcement of the Financial Instruments and Exchange Law, the obligation to deliver the explanatory document on margin transactions (model) has been established under Article 37-3 of the Law instead of the previous model. Please refer to the information provided by the Japan Securities Dealers Association for the pre-contract document.

When-Issued Transactions

Agreement on Entrustment of When-Issued Transactions (Updated on May 1, 2019) icon-pdf icon-doc
Agreement on Entrustment of When-Issued Transactions (Updated on July 16, 2013)(English Version) icon-pdf icon-doc
(note)
  • ・The English translation of the Agreement is intended primarily as a reference material for explaining the Agreement to overseas investors. Please note that the Japanese version of the Agreement must be provided at the time of actual account opening.