Disciplinary Actions
TOCOM requires trading participants to comply with laws and regulations, and impose a penalty such as fine on trading participants that violated the laws and regulations.
| Date | Trading Participant | Violation | Disciplinary Action | (reference) Regulatory Action | Details |
|---|---|---|---|---|---|
| Sep. 28, 2022 | Okayasu Shoji Co.,Ltd. | Calculation of net assets regulation ratio not reflecting the actual status | Fine of JPY 15 million | Suspension of commodity futures business business (20 business days) |  |