Disciplinary Actions

TOCOM requires trading participants to comply with laws and regulations, and impose a penalty such as fine on trading participants that violated the laws and regulations.

DateTrading ParticipantViolation Disciplinary Action (reference) Regulatory ActionDetails
Sep. 28, 2022 Okayasu Shoji Co.,Ltd. Calculation of net assets regulation ratio not reflecting the actual status Fine of JPY 15 millionSuspension of commodity futures business business (20 business days) icon-pdf
Sanctions against Members