DISCLAIMER
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Osaka Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.
Articles of Incorporation
Articles of Incorporation (as of July 27, 2020) |
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Advisory Committee Rules (as of March 24, 2014) |
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Business Regulations and Related Rules
Business Regulations (As of September 21, 2022) |
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Rules on Regulatory Measures Concerning Market Transactions of Derivatives or their Brokerage (As of March 24, 2014) |
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Trading Participant Regulations and Related Rules
Trading Participant Regulations (As of September 21, 2022) |
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Enforcement Rules of Regulations for Transaction Participants (As of January 1, 2013) [To be updated] |
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Trading Participant Agreement (For domestic corporations) (As of May 1, 2019) |
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Trading Participant Agreement (For foreign corporations other than Remote Trading Participants and Remote Trade Members) (As of July 27, 2020) |
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Trading Participant Agreement (For Remote Trading Participants and Remote Trade Members) (As of July 27, 2020) |
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Rules Regarding Trading Participant Fees, etc. (As of April 1, 2018) |
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Regulations Concerning Securities in Lieu of Cash for Guarantee Deposits (As of January 1, 2013) [To be updated] |
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Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of April 1, 2020) |
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Rules Concerning Order Management Systems at Trading Participants (As of April 1, 2018) |
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Rules Concerning Examination on Obtainment of Trading Qualifications (As of May 1, 2015) |
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Rules Regarding Just and Equitable Principles of Trade (As of December 1, 2014) |
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Arbitration Rules (As of March 24, 2014) |
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Clearing and Settlement Regulations and Related Rules
Clearing and Settlement Regulations (As of April 4, 2022) |
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Enforcement Rules for Clearing and Settlement Regulations (As of October 30, 2015) |
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Brokerage Agreement Standards and Related Rules, etc.
Brokerage Agreement Standards (As of April 4, 2022) |
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The Rate of Delinquency Charges Based on the Agreements (As of March 24, 2014) |
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Special Regulations and Related Rules
Special Rules for Business Regulations and Brokerage Agreement Standards Relating to the J-NET Market (As of September 21, 2021) |
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Enforcement Rules of Special Rules for Listing Regulations for Securities, Business Regulations, Regulations regarding Margin and Loan Transactions and Brokerage Agreement Standards, etc. Relating to J-NET Market (As of January 1, 2013) [To be updated] |
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Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (As of September 21, 2022) |
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Handling of Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contracts (As of February 13, 2018) |
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[Related link]
For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation