Rules

DISCLAIMER

DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Osaka Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.

Articles of Incorporation

Articles of Incorporation (as of August 1, 2016) icon-pdf

Business Regulations and Related Rules

Business Regulations (As of April 3, 2017) icon-pdf
Rules on Regulatory Measures Concerning Market Transactions of Derivatives or their Brokerage (As of March 24, 2014) icon-pdf

Trading Participant Regulations and Related Rules

Trading Participant Regulations (As of April 21, 2014) icon-pdf
Enforcement Rules of Regulations for Transaction Participants (As of January 1, 2013) [To be updated] icon-pdf
Trading Participant Agreement (For Remote Trading Participants) (As of March 24, 2014) icon-pdf
Rules Regarding Trading Participant Fees, etc. (As of March 1, 2017) icon-pdf
Regulations Concerning Securities in Lieu of Cash for Guarantee Deposits (As of January 1, 2013) [To be updated] icon-pdf
Rules Concerning Order Management Systems at Trading Participants (As of July 19, 2016) icon-pdf
Rules Concerning Examination on Obtainment of Trading Qualifications (As of May 1, 2015) icon-pdf
Rules Regarding Just and Equitable Principles of Trade (As of December 1, 2014) icon-pdf

Clearing and Settlement Regulations and Related Rules

Clearing and Settlement Regulations (As of September 24, 2015) icon-pdf
Enforcement Rules for Clearing and Settlement Regulations (As of October 30, 2015) icon-pdf

Brokerage Agreement Standards and Related Rules, etc.

Brokerage Agreement Standards (As of September 24, 2015) icon-pdf
The Rate of Delinquency Charges Based on the Agreements (As of March 24, 2014) icon-pdf

Special Regulations and Related Rules

Special Rules for Business Regulations and Brokerage Agreement Standards Relating to the J-NET Market (As of July 19, 2016) icon-pdf
Enforcement Rules of Special Rules for Listing Regulations for Securities, Business Regulations, Regulations regarding Margin and Loan Transactions and Brokerage Agreement Standards, etc. Relating to J-NET Market (As of January 1, 2013) [To be updated] icon-pdf
Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (As of July 19, 2016) icon-pdf
 

[Related link]

For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation