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Designation of Security on Alert and Imposition of Listing Agreement Violation Penalty: DDS,Inc. | Japan Exchange Group Oct. 03, 2022 TSE Designation of Security on Alert and Imposition of Listing Agreement Violation Penalty: DDS,Inc. Tweet TSE has designated a stock as a Security on Alert and imposed a listing agreement violation penalty as follows. *This decision is based on the results of the examination by Japan Exchange Regulation. 1.Issue Name DDS,Inc. stock (Code: 3782, Market Segment: Growth Market) 2.Date of Designation of Security on Alert Sep. 29, 2022 (Wed.) Provision Securities Listing Regulations, Rule 503, Paragraph 1, Item (3) (due to disclosed information containing false statements, and TSE deeming that the improvement of the internal management system, etc. of such listed company is highly necessary) 3.Listing Agreement Violation Penalty Total JPY 24 million Provision Securities Listing Regulations, Rule 509, Paragraph 1, Item (1) (due to ...
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Decision on Delisting, etc.: PiPEDO HD,Inc. | Japan Exchange Group Oct. 06, 2022 TSE Decision on Delisting, etc.: PiPEDO HD,Inc. Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name PiPEDO HD,Inc. stock (Code: 3919, Market Segment: Standard Market) (2)Period of Designation as Securities to Be Delisted From Oct. 6, 2022(Thu.) to Oct. 30, 2022(Sun.) (3)Delisting Date Oct. 31, 2022(Mon.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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Decision on Delisting, etc.: Nissui Pharmaceutical Co.,Ltd. | Japan Exchange Group Oct. 12, 2022 TSE Decision on Delisting, etc.: Nissui Pharmaceutical Co.,Ltd. Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name Nissui Pharmaceutical Co.,Ltd. stock (Code: 4550, Market Segment: Prime Market) (2)Period of Designation as Securities to Be Delisted From Oct. 12, 2022(Wed.) to Nov. 10, 2022(Thu.) (3)Delisting Date Nov. 11, 2022(Fri.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number ...
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Decision on Delisting, etc.: ChinaAMC CSI 300 Index ETF-JDR | Japan Exchange Group Oct. 13, 2022 TSE Decision on Delisting, etc.: ChinaAMC CSI 300 Index ETF-JDR Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name ChinaAMC CSI 300 Index ETF-JDR beneficiary certificates (Code: 1575, Product: ETF) (2)Period of Designation as Securities to Be Delisted From Oct. 13, 2022 (Thu.) to Nov. 13, 2022 (Sun.) (3)Delisting Date Nov. 14, 2022 (Mon.) (Note) In cases where circumstances in which the above beneficiary certificates should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 1112, Paragraph 2, Item (3), Sub-item (e) (Due to falling under the case where a deposit agreement or any ...
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Designation of Securities Under Supervision (Confirmation): PLENUS Co.,Ltd. | Japan Exchange Group Oct. 14, 2022 TSE Designation of Securities Under Supervision (Confirmation): PLENUS Co.,Ltd. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name PLENUS Co.,Ltd. stock (Code: 9945, Market Segment: Prime Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Oct. 14, 2022 (Fri.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse stock split with ...
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Decision on Delisting, etc.: SI Holdings plc | Japan Exchange Group Oct. 19, 2022 TSE Decision on Delisting, etc.: SI Holdings plc Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name SI Holdings plc stock (Code: 7070, Market Segment: Growth Market) (2)Period of Designation as Securities to Be Delisted From Oct. 19, 2022(Wed.) to Nov. 8, 2022(Tue.) (3)Delisting Date Nov. 9, 2022(Wed.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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Decision on Delisting, etc.: UNIDEN HOLDINGS CORPORATION | Japan Exchange Group Oct. 28, 2022 TSE Decision on Delisting, etc.: UNIDEN HOLDINGS CORPORATION Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name UNIDEN HOLDINGS CORPORATION stock (Code: 6815, Market Segment: Prime Market) (2)Period of Designation as Securities to Be Delisted From Oct. 28, 2022(Fri.) to Nov. 28, 2022(Mon.) (3)Delisting Date Nov. 29, 2022(Tue.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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Designation of Securities Under Supervision (Confirmation): ipet Holdings,Inc. | Japan Exchange Group Nov. 07, 2022 TSE Designation of Securities Under Supervision (Confirmation): ipet Holdings,Inc. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name ipet Holdings,Inc. stock (Code: 7339, Market Segment: Growth Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Nov. 7, 2022 (Mon.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse stock split with ...
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Designation of Securities Under Supervision (Confirmation): TOTOKU ELECTRIC CO.,LTD. | Japan Exchange Group Nov. 08, 2022 TSE Designation of Securities Under Supervision (Confirmation): TOTOKU ELECTRIC CO.,LTD. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name TOTOKU ELECTRIC CO.,LTD. stock (Code: 5807, Market Segment: Standard Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Nov. 8, 2022 (Tue.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse ...
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Designation of Securities Under Supervision (Confirmation): Uzabase,Inc. | Japan Exchange Group Nov. 09, 2022 TSE Designation of Securities Under Supervision (Confirmation): Uzabase,Inc. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name Uzabase,Inc. stock (Code: 3966, Market Segment: Growth Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Nov. 9, 2022 (Wed.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse stock split with a split ratio ...

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