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Continued Designation as Security on Alert: Asia Development Capital Co.Ltd. | Japan Exchange Group Sep. 29, 2022 TSE Continued Designation as Security on Alert: Asia Development Capital Co.Ltd. The following issue will continue to be designated as Security on Alert. *This decision is based on the results of the examination by Japan Exchange Regulation. 1.Issue Name Asia Development Capital Co.Ltd. stock (Code: 9318, Market Segment: Standard Market) 2.Date of Decision Sep. 28, 2022 (Wed.) Provision Securities Listing Regulations, Rule 503, Paragraph 4, Item 2 (Due to falling under cases where the Exchange deems that there is a problem in the internal management system, etc. of the listed company on the basis of the written confirmation of internal management system submitted by such listed company) 3.Reason Asia Development Capital Co.Ltd. (hereinafter "the Company") disclosed an investigation report of the special investigation committee concerning inappropriate accounting ...
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Designation of Securities Under Supervision (Confirmation): ALBERT Inc. | Japan Exchange Group Sep. 29, 2022 TSE Designation of Securities Under Supervision (Confirmation): ALBERT Inc. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name ALBERT Inc. stock (Code:3906, Market Segment: Growth Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Sep. 29, 2022 (Thu.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse stock split with a split ratio ...
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Designation of Securities Under Supervision (Confirmation): TOA OIL COMPANY,LIMITED | Japan Exchange Group Sep. 30, 2022 TSE Designation of Securities Under Supervision (Confirmation): TOA OIL COMPANY,LIMITED TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name TOA OIL COMPANY,LIMITED stock (Code:5008, Market Segment: Standard Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Sep. 30, 2022 (Fri.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse ...
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Designation of Security on Alert and Imposition of Listing Agreement Violation Penalty: DDS,Inc. | Japan Exchange Group Oct. 03, 2022 TSE Designation of Security on Alert and Imposition of Listing Agreement Violation Penalty: DDS,Inc. Tweet TSE has designated a stock as a Security on Alert and imposed a listing agreement violation penalty as follows. *This decision is based on the results of the examination by Japan Exchange Regulation. 1.Issue Name DDS,Inc. stock (Code: 3782, Market Segment: Growth Market) 2.Date of Designation of Security on Alert Sep. 29, 2022 (Wed.) Provision Securities Listing Regulations, Rule 503, Paragraph 1, Item (3) (due to disclosed information containing false statements, and TSE deeming that the improvement of the internal management system, etc. of such listed company is highly necessary) 3.Listing Agreement Violation Penalty Total JPY 24 million Provision Securities Listing Regulations, Rule 509, Paragraph 1, Item (1) (due to ...
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Decision on Delisting, etc.: PiPEDO HD,Inc. | Japan Exchange Group Oct. 06, 2022 TSE Decision on Delisting, etc.: PiPEDO HD,Inc. Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name PiPEDO HD,Inc. stock (Code: 3919, Market Segment: Standard Market) (2)Period of Designation as Securities to Be Delisted From Oct. 6, 2022(Thu.) to Oct. 30, 2022(Sun.) (3)Delisting Date Oct. 31, 2022(Mon.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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Decision on Delisting, etc.: Nissui Pharmaceutical Co.,Ltd. | Japan Exchange Group Oct. 12, 2022 TSE Decision on Delisting, etc.: Nissui Pharmaceutical Co.,Ltd. Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name Nissui Pharmaceutical Co.,Ltd. stock (Code: 4550, Market Segment: Prime Market) (2)Period of Designation as Securities to Be Delisted From Oct. 12, 2022(Wed.) to Nov. 10, 2022(Thu.) (3)Delisting Date Nov. 11, 2022(Fri.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number ...
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Decision on Delisting, etc.: ChinaAMC CSI 300 Index ETF-JDR | Japan Exchange Group Oct. 13, 2022 TSE Decision on Delisting, etc.: ChinaAMC CSI 300 Index ETF-JDR Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name ChinaAMC CSI 300 Index ETF-JDR beneficiary certificates (Code: 1575, Product: ETF) (2)Period of Designation as Securities to Be Delisted From Oct. 13, 2022 (Thu.) to Nov. 13, 2022 (Sun.) (3)Delisting Date Nov. 14, 2022 (Mon.) (Note) In cases where circumstances in which the above beneficiary certificates should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 1112, Paragraph 2, Item (3), Sub-item (e) (Due to falling under the case where a deposit agreement or any ...
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Designation of Securities Under Supervision (Confirmation): PLENUS Co.,Ltd. | Japan Exchange Group Oct. 14, 2022 TSE Designation of Securities Under Supervision (Confirmation): PLENUS Co.,Ltd. TSE has designated an issue as Securities Under Supervision (Confirmation) as follows. 1.Issue Name PLENUS Co.,Ltd. stock (Code: 9945, Market Segment: Prime Market) 2.Period of Designation as Securities Under Supervision (Confirmation) From Oct. 14, 2022 (Fri.) to the day when TSE determines whether the company has fallen under the delisting criteria Provision Enforcement Rules for Securities Listing Regulations, Rule 604, Paragraph 1, Item (23) and Item (24) of the same paragraph (due to falling under a case where a special controlling shareholder has made an announcement, etc. equivalent to disclosing information regarding a decision that it makes to demand the sale of shares, etc. or a case where the board of directors has made a resolution on a reverse stock split with ...
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Decision on Delisting, etc.: SI Holdings plc | Japan Exchange Group Oct. 19, 2022 TSE Decision on Delisting, etc.: SI Holdings plc Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name SI Holdings plc stock (Code: 7070, Market Segment: Growth Market) (2)Period of Designation as Securities to Be Delisted From Oct. 19, 2022(Wed.) to Nov. 8, 2022(Tue.) (3)Delisting Date Nov. 9, 2022(Wed.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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Decision on Delisting, etc.: UNIDEN HOLDINGS CORPORATION | Japan Exchange Group Oct. 28, 2022 TSE Decision on Delisting, etc.: UNIDEN HOLDINGS CORPORATION Tweet TSE has decided on delisting and designation as Securities to Be Delisted as follows. 1.Delisting and Designation as Securities to Be Delisted (1)Issue Name UNIDEN HOLDINGS CORPORATION stock (Code: 6815, Market Segment: Prime Market) (2)Period of Designation as Securities to Be Delisted From Oct. 28, 2022(Fri.) to Nov. 28, 2022(Mon.) (3)Delisting Date Nov. 29, 2022(Tue.) (Note) In cases where circumstances in which the company should be promptly delisted occur, TSE may change the period of designation as Securities to Be Delisted and the delisting date. (4)Provision Securities Listing Regulations, Rule 601, Paragraph 1, Item (18) (due to falling under a case where the company implements a reverse stock split with a split ratio at which the number of all the ...
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