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1 「上場会社における不祥事対応のプリンシプル」の策定について 2016年2月24日日本取引所自主規制法人 １．趣旨上場会社には、株主をはじめ、顧客、取引先、従業員、地域社会など多様なステークホルダーが存在します。 このため、上場会社の不祥事（重大な法令違反その他の不正・不適切な行為等）は、その影響が多方面にわたり、当該上場会社の企業価値の毀損...

1 エクイティ・ファイナンスの品質向上に向けて 平成２６年１０月１日日本取引所自主規制法人 エクイティ・ファイナンスとはエクイティ・ファイナンスは、新株発行等によって企業の株主資本の増加をもたらす 資金調達手法です。 かかる手法によって事業の発展を実現し、企業価値の向上1に努 めることは、企業にとって経営上の重要な選択肢といえま...

ー事例と解説ーエクイティ・ファイナンスのプリンシプル背厚：2mm はしがき日本取引所グループにおいて東京証券取引所と大阪取引所の自主規制業務を担っている日本取引所自主規制法人は、本年１０月にエクイティ・ファイナンスのプリンシプルを策定し、その活用を開始しました。 透明性と公正性の維持は、資本市場の持続的な繁栄の土台ですが、そ...

http://www.tse.or.jp/ 上場管理業務についてー不適切な第三者割当の未然防止に向けてー東京証券取引所自主規制法人上場管理部平成22年9月 i はしがき昨今、第三者割当は、機動的な資金調達手段として、上場会社による利用が顕著に増加してきています。 その一方で、この第三者割当を巡っては、株主・投資者の側からは、既存株主の議決権の希薄化や上場会...

日本取引所自主規制法人上場管理部 2011年6月 2025年4月改訂テクニカル上場の手引き i 改訂版はしがき今日、わが国上場会社によるＭ＆Ａは活発に行われており、企業経営における重要な役割を果たしています。 株式会社東京証券取引所では、上場会社による機動的なＭ＆Ａをサポートする一つの手段として、株式移転や株式交換等によって上場廃止と...

1 Guidelines Concerning the Acquisition of Own Shares April 1, 2014 Japan Exchange Regulation These guidelines are established to indicate the types of trading behavior that Japan Exchange Regulation ("JPX-R") especially monitors in investigating whether there is any potential market manipulation, etc. with regard to acquisition of own shares. Note that these guidelines are not intended to indicate an official interpretation of laws, regulations, etc. 1. Points to be noted with regard to acquisition of own shares The Cabinet Office Ordinance on Buying or Selling of Listed, etc. Shares Conducted by Corporation that is an Issuer of a Listed Stock, etc. (amended as the Cabinet Office Ordinance on Restrictions on Securities Transactions, etc. in conjunction with the enactment of the Financial Instruments and Exchange Act on September 30, 2007; hereinafter referred to as the "Ordinance") was enacted in October 2001. To prevent activities such as market manipulation with regard ...

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Guidelines Concerning the Trading of Financing Stocks June 20, 2008 Tokyo Stock Exchange Regulation These guidelines are established to indicate the types of trading behavior that Tokyo Stock...

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Guidelines Concerning the Trading on the Financial Accounting Date June 20, 2008 Tokyo Stock Exchange Regulation These guidelines are established to indicate (a) points that trading participants receiving...

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Guidelines Concerning Syndicate Cover Transactions June 20, 2008 Tokyo Stock Exchange Regulation In securities offerings or secondary offerings ( "offerings, etc."), the principal underwriting securities company and other financial ...