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(Reference Translation) ⓒ2023 Tokyo Stock Exchange, Inc. All rights reserved. DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. and/or Japan Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Sep. 1, 2023 Listing Department Tokyo Stock Exchange, Inc. Outline of Initial Listing Issue MIGALO HOLDINGS Inc. (hereinafter "the Company"), which is scheduled for listing on Oct. 2, 2023, is the wholly-owning parent company to be established by listed company PROPERTY AGENT Inc. (Code: 3464, Market Division: Prime Market) via stock transfer....

(Reference Translation) －1－ ©2023 Tokyo Stock Exchange, Inc. All rights reserved. DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange, Inc. and/or Japan Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Sep. 22, 2023 Listing Department Tokyo Stock Exchange, Inc. Outline of Initial Listing Issue Company Name ZENHOREN CO.,LTD. Scheduled Listing Date Oct. 25, 2023 Market Section Standard Market Current Listed Market N/A Name and Title of Representative SAKO Yukiharu, Representative Director and President Address of Main Office 905 Ameku, Naha, Okinawa, 900-8608 Tel. +81-98-866-4901 (Closest ...

May 2024 Japan Exchange Regulation Trading Participants Examination and Inspection Department Summary of Revisions - Necessary revisions (additional descriptions, etc.) were made based on laws, rules, and regulations as of the end of April 2024. - In light of the prohibition of market orders for trading on initial listing dates imposed by Tokyo Stock Exchange, Inc. (effective on June 26, 2023), revisions were made to Regulatory Intent and Requirements in "10. Compliance with Same-Day Cash Collection Rules." - In light of the change in margin calculation method for futures and options from the SPAN method to the VaR method (effective November 6, 2023) by Japan Securities Clearing Corporation, revisions were made to Regulatory Intent and Requirements in "13. Management of Margins for Futures Trading, etc." - In light of the recent market manipulation on proprietary trading, "Reference: Event Screening for the Prevention of Unfair Trading and Inspections on Proprietary Trading" was added to "...

Reference Translation） September 28, 2022 Imposition of Disciplinary Action against Okayasu Shoji Co.,Ltd. Osaka Exchange, Inc. (OSE) has taken disciplinary action against Okayasu Shoji Co.,Ltd. (hereinafter, the "Company") in accordance with Rule 42, Paragraph 1 of the OSE Trading Participant Regulations and has requested that the Company submit a business improvement report pursuant to Rule 17, Paragraph 1 of the same Regulation. 1. Outline ・Suspension of derivatives trading (excluding, however, settlement transactions for customers, transactions for the account of the broker’s consignee, and other transactions separately approved by OSE) for the period fromOctober 17 through October 19, 2022. ・Imposition of a JPY 50 million penalty Note: The decision on this case was made based on deliberations carried out by Japan Exchange Regulation. 2. Reason From August 30, 2010 to February 28, 2022, the Company manipulated the calculation of its capital adequacy ratio to be higher than the ...

(Reference Translation) September 28, 2022 Imposition of Disciplinary Action against Okayasu Shoji Co.,Ltd. Tokyo Commodity Exchange, Inc. (TOCOM) has taken disciplinary action against Okayasu Shoji Co.,Ltd. (hereinafter, the "Company") in accordance with Article 153, Paragraph 1 of the TOCOM Market Rules and has requested that the Company submit a business improvement report pursuant to Article 146, Paragraph 1 of the same Rules. 1. Outline ・Imposition of a JPY 15 million penalty 2. Reason From January 4, 2011 to February 28, 2022, the Company manipulated its net assets regulation ratio to be higher than the actual value, calculating a ratio that does not reflect the actual status. As a result, the Company fell under the case provided for in an ordinance of the competent ministry as stipulated in Article 211, Paragraph 1 of the Commodity Derivatives Transaction Act (hereinafter the "Commodity Act") (where the net assets regulation ratio ...