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(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Rules concerning Bids and Offers (as of June 26, 2023) Tokyo Stock Exchange, Inc. Rule 1. Purpose These rules shall provide necessary matters concerning bids and offers pursuant to the provisions of Rule 14, Paragraph 8 of the Business Regulations. Rule 2. Instruction of Type of Transactions Where a trading participant makes a bid or offer, ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Brokerage Agreement Standards (as of April 1, 2025) Tokyo Stock Exchange, Inc. CONTENTS: CHAPTER 1: GENERAL PROVISIONS CHAPTER 2: CONDITIONS, ETC. OF ACCEPTANCE OF ORDERS OF SECURITIES TRADING CHAPTER 3: DELIVERY/PAYMENT AND OTHER SETTLEMENT METHODS, ETC. SECTION 1: DELIVERY/PAYMENT CUTOFF TIME, ETC. SECTION 2: MATTERS CONCERNING SECURITIES ELIGIBLE FOR SETTLEMENT SECTION 3: DELIVERY BY ...

(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Business Regulations (as of May 7, 2025) Tokyo Stock Exchange, Inc. Contents: Chapter 1: General Provisions Chapter 2: Trading Sessions Chapter 3: Trading During Trading Sessions Section 1: Types of Transactions Section 2: Methods for Executing Transactions Section 3: Bids/Offers, Trading Units, etc. Section 4: Confirmation of Transactions, etc. Section 5: Ex-dividend, Ex-rights, etc....

(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Enforcement Rules for Business Regulations (as of November 5, 2024) Tokyo Stock Exchange, Inc. Rule 1. Purpose These enforcement rules shall prescribe matters specified by the Exchange pursuant to Business Regulations (hereinafter referred to as the "Regulations"). Rule 1-2. Securities Finance Company Designated by the Exchange The securities finance company designated by the Exchange as prescribed ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Clearing and Settlement Regulations (as of July 16, 2019) Tokyo Stock Exchange, Inc. CHAPTER 1 GENERAL PROVISIONS Rule 1. Purpose 1. These regulations shall, pursuant to the provisions of Rule 1-3, Paragraph 2 of the Business Regulations, prescribe the necessary matters for clearing and settlement pertaining to securities trading carried out in ...

(Provisional Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Enforcement Rules for Clearing and Settlement Regulations (as of July 16, 2019) Tokyo Stock Exchange, Inc. Rule 1. Purpose These rules shall prescribe matters specified by the Exchange pursuant to the provisions of Clearing and Settlement Regulations (hereinafter referred to as the "Regulations"). Rules 2 through 5. Deleted. Rule 6. Treatment of Deferred Settlement of Non-...

(Provisional Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange Regulation and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Enforcement Rules for Special Regulations of Business Regulations ...

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to changes without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc. and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Exclusion from Securities in lieu of Security Deposit for Security Deposit (as of September 30, 2007) Tokyo Stock Exchange, Inc. 1. In cases where a stock listed on a domestic financial instruments exchange(s) falls under the delisting criteria prescribed by all of such financial instruments exchange(s) on which it is listed (excluding cases set forth in each ...

Provisional Reference Translation DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. 1 Rules Regarding Trading Units of Foreign Stocks (as ofAugust 1, 2020) Tokyo Stock Exchange, Inc. Rule 1. Purpose Theses Rules ...

(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. 1 Rules Concerning Just and Equitable Principles of Trade (as of April 4, 2022) Tokyo Stock Exchange, Inc. Rule 1. Purpose These rules shall provide acts prescribed by the Exchange pursuant to Rule 42 of the Trading Participant Regulations. Rule 2. Definitions of Terms 1. The term, "derivatives instruments," refers to the following: - Transactions as defined in Article 2, ...