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260KB
(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Guidelines concerning Listed Company Compliance, etc. (as of April 1, 2025) Tokyo Stock Exchange, Inc. I. General Provisions (Purpose, etc.) 1. These guidelines shall prescribe the items necessary for listed company compliance, etc. pursuant to the Securities Listing Regulations (hereinafter referred to as the "Regulations"). 2. As a general rule, business related to listed ...
715KB
(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Guidelines concerning Listing Examination, etc. (as of February 28, 2025) Tokyo Stock Exchange, Inc. I. General Provisions (Purpose, etc.) 1. These guidelines shall prescribe necessary matters concerning listing examination, etc. pursuant to the Securities Listing Regulations (hereinafter referred to as the "Regulations"). 2. At the time of carrying out listing examination, etc., listing examination, ...
171KB
(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Regulations Regarding Margin Transactions and Loans for Margin Transactions (as of April 1, 2025) Tokyo Stock Exchange, Inc. Table of Contents Chapter 1 General Provisions Chapter 2 Margin Transaction Section 1 General Provisions Section 2 Standardized Margin Transaction Chapter 3 Loans for Margin Transactions Chapter 4 Miscellaneous Rules Chapter 1 General Provisions Rule 1. Purpose 1....
136KB
(Provisional Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. 1 Rules concerning Securities in lieu of Security Deposit as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as ofMay 1, 2018) Tokyo Stock Exchange, Inc. Rule 1. Purpose These rules shall prescribe necessary matters on the types and substitute prices, etc. of securities which may be deposited in lieu of security deposit ...
144KB
(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Rules for Treatment of Rights Pertaining to Standardized Margin Transactions (as of December 1, 2014) Tokyo Stock Exchange, Inc. Rule 1. Purpose These Rules shall prescribe necessary matters for treatment of dividend rights, stock subscription rights upon stock-splits, and any other rights pertaining to the standardized margin transactions of listed securities in the market of ...
281KB
(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. 1 Rules on Regulatory Measures concerning Securities Trading or Its Brokerage (as of January 15, 2024) Tokyo Stock Exchange, Inc. Rule 1. Regulatory Measures Concerning Securities Trading or its Brokerage Regulatory measures that the Exchange may take concerning securities trading or its brokerage pursuant to the provisions of Rule 65 of the Business Regulations shall be those referred to ...
158KB
(Provisional Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of December 13, 2019) Chapter 1 General Provisions Section 1 General Provisions Rule 1. Purpose These special regulations shall prescribe the special rules for the Business Regulations and the Brokerage Agreement Standards with regard to securities trading and brokerage of...
752KB
(Provisional Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2025) Contents Part 1 General Provisions Part 2 Stocks, etc. Chapter 1 General Provisions Chapter 2 Initial Listing Chapter 3 Obligations after Listing Section 1 Obligation to Maintain Listing Eligibility Section 2 Obligation to Disclose Corporate Information Section 3 Other Obligations Chapter ...
983KB
(Provisional Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2025) Tokyo Stock Exchange, Inc. Chapter 1 General Provisions Rule 1. Purpose These enforcement rules shall, pursuant to the Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (hereinafter referred to as the "special regulations"), prescribe matters specified ...
506KB
(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation 1 Rules concerning Selection of Stocks Eligible for Standardized Margin Transactions and Loans for Margin Transactions (as of January 15, 2024) Tokyo Stock Exchange, Inc. Rule 1. Purpose These rules shall prescribe necessary matters concerning the selection of standardized margin transaction issues as well as issues for loans for margin transactions pursuant to the provisions of Rule 7, ...
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