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(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of February 28, 2025) Tokyo Stock Exchange, Inc. Chapter 1 General Provisions Rule 1. Purpose These special regulations shall prescribe special rules for the Business Regulations and the Brokerage Agreement Standards with regard to securities trading and acceptance of orders, etc. for securities ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of November 5, 2024) Tokyo Stock Exchange Inc. Chapter 1 General Provisions Rule 1. Purpose These rules shall prescribe matters specified by the Exchange pursuant to the Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (hereinafter ...

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation shall be subject to change without notice. Tokyo Stock Exchange, Inc. Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. (For domestic corporations) Trading Participant Agreement (May 1, 2019 version) To President & CEO Tokyo Stock Exchange, Inc. Address Trade Name or Name Representative Seal Signature We, (Name of your company), hereby agree to the following matters as a trading participant of Tokyo Stock Exchange, Inc. (hereinafter referred to as "the Exchange"). 1. We shall abide ...

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation shall be subject to change without notice. Tokyo Stock Exchange, Inc. Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. (For foreign corporations other than authorized transaction-at-exchange operators) Trading Participant Agreement (May 1, 2019 version) To President & CEO Tokyo Stock Exchange, Inc. Address Trade Name or Name Representative Seal Signature We, (Name of your company), hereby agree to the following matters as a trading participant of Tokyo Stock Exchange, Inc. (hereinafter referred to ...

(Reference Translation) DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation shall be subject to change without notice. Tokyo Stock Exchange, Inc. Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. (For remote trading participants) Trading Participant Agreement (May 1, 2019 version) To President & CEO Tokyo Stock Exchange, Inc. Address Trade Name or Name Representative Seal Signature We, (Name of your company), hereby agree to the following matters as a trading participant of Tokyo Stock Exchange, Inc. (hereinafter referred to as "the Exchange"): 1. We shall ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Rules Regarding Trading Participant Fees, Etc. (as of January 4, 2024) Tokyo Stock Exchange, Inc. Rule 1. Purpose These Rules prescribe necessary matters concerning the amounts of admission fees, trading participant fees, cancellation fees and trading participant security money in accordance with the provisions of Rule 5, Paragraph 2, Rule 11, Rule 11-2, and Rule ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Rules concerning Trading Participants' Listing Eligibility Examination Systems, etc. (as of February 28, 2025) Tokyo Stock Exchange, Inc. Chapter 1 General Provisions Rule 1. Purpose 1. In accordance with the provisions of Rule 22-4 of the Trading Participant Regulations, these Rules shall prescribe the necessary matters concerning listing eligibility examination systems, etc. developed by trading ...

(Provisional Referential Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Rules concerningOrder Management Systems at Trading Participants (as of January 4, 2021) Tokyo Stock Exchange, Inc. Rule 1. Purpose 1. These Rules shall prescribe matters concerning order management systems to be developed by trading participants, in accordance with the provisions of Rule 22-3 of the Trading Participant Regulations. 2. The purpose of the development of ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Trading Participant Regulations (as of March 31, 2025) Tokyo Stock Exchange, Inc. Contents Chapter 1 General Provisions Chapter 2 Obtaining Trading Qualification Chapter 3 Duties of Trading Participant, etc. Chapter 4 Voluntary Disqualification as Trading Participant Chapter 5 Disciplinary Action and Regulatory Disposition, etc. Against Trading Participant Chapter 6 Arbitration Chapter 7 Miscellaneous ...

(Provisional Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Japan Exchange Regulation, Japan Exchange Group, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation. 1 Enforcement Rules for Trading Participant Regulations (as of January 4, 2024) Tokyo Stock Exchange, Inc. Rule 1. Purpose These Rules shall prescribe matters specified by the Exchange in accordance with the Trading Participant Regulations (hereinafter referred to as the "Regulations"). Rule 2. Application for Obtaining Trading Qualification 1. Application for obtaining trading qualification ...