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- 1 - Second Report of Technical Committee on Exchange Transactions (Abstract) April 20, 2017 Technical Committee on Exchange Transactions １．Introduction （１）Purpose of Resuming Discussions of the Technical Committee on Exchange Transactions 〇In September 2006, the Technical Committee on Exchange Transactions considered and discussed matters that were necessary for the construction of a framework to continue trading, clearing and settlement operations as far as possible in a contingency situation, as well as a framework to resume trading as soon as possible if it becomes temporarily difficult to continue operations and a framework to consolidate, disseminate, and generate information in such a situation. The content of the discussions were compiled and published as a report on September 29, 2006. 〇In the ten years that have passed since then, the Great East Japan Earthquake had struck in March 2011 and the government has reviewed the damage estimates for wide-area disasters ...

Review of JPX Group Backup Systems in Wide-Area Disaster (*) Review of Contingency Plan based on Current Market Environment (*) BCP Forum: Outline of 2nd Report of Technical Committee on Exchange Transactions The Technical Committee used the BCP of the JPX Group as the standard case to discuss and identify issues in exchange BCP in light of changes in the market environment. Discussions considered matters including lessons from the March 2011 Great East Japan Earthquake, the government’s review of damage estimates for the Tokyo Inland and Nankai Trough earthquakes, advancements in exchange trading technology, and the changing shares of activity among trading participants. Item Current Backup Plan Issues in Wide-Area Disaster Response Sites for market management and administration If Tokyo site (Kabutocho, cash equities) is affected by disaster, staff will move to Kanto backup operations office. If Osaka site (Kitahama, derivatives) is affected by disaster, staff will ...

(Reference Translation) BCP (Business Continuity Plan) of Japan Exchange Group Revised on April 1, 2022 Japan Exchange Group In order to fulfill our responsibility as part of the social infrastructure, Japan Exchange Group, Inc., Tokyo Stock Exchange, Inc. (hereinafter "TSE"), Osaka Exchange, Inc. (hereinafter "OSE"), Tokyo Commodity Exchange, Inc. (hereinafter "TOCOM"), JPX Market Innovation & Research, Inc. and Japan Exchange Regulation (hereinafter the six entities will be collectively referred to as "the JPX group") have been engaged in efforts to establish a system to allow us to consistently and stably continue business operations in case of various actualized risks. Specifically, the JPX group has developed a BCP (Business Continuity Plan) that defines the basic policy, system, procedures, and other matters relevant to continuing business in case of emergency situations in order to respond to various risks including natural disasters, system failure, terrorist attacks, and flu epidemics. The JPX group believes ...

(Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Japan Exchange Group, Inc., Osaka Exchange, Inc., Tokyo Commodity Exchange, Inc. and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Contingency Plan with Regard to Trading in the Derivatives Market Established on October 18, 2013 Revised on May 29, 2023 Osaka Exchange, Inc. Tokyo Commodity Exchange, Inc. Osaka Exchange, Inc. (OSE) and Tokyo Commodity Exchange, Inc. (TOCOM) (hereinafter collectively and individually the "Exchange") hereby set forth the following contingency plan with regard to trading in ...

(Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Japan Exchange Group, Inc., Osaka Exchange, Inc., Tokyo Commodity Exchange, Inc. and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Contingency Plan for Special Quotations and Final Settlement Prices for Futures and Options Contracts Established on July 16, 2002 Revised on May 26, 2025 Osaka Exchange, Inc. Tokyo Commodity Exchange, Inc. Japan Securities Clearing Corporation This contingency plan clarifies the handling of special quotations (hereinafter referred to as "SQ") and final settlement prices for futures ...

(Reference Translation) 1 DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Japan Exchange Group, Inc., Osaka Exchange, Inc., Tokyo Commodity Exchange, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. Contingency Plan for Last Trading Day of Futures and Options Trading Established on March 24, 2014 Revised on May 29, 2023 Osaka Exchange, Inc. Tokyo Commodity Exchange, Inc. Japan Securities Clearing Corporation This contingency plan clarifies the handling of cases where auction trading is halted due to contingencies on the last trading day for futures ...

(Reference Translation) DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Japan Exchange Group, Inc., Osaka Exchange, Inc., and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation. 1 Guidelines for Proxy Trading in Futures and/or Options in case of a Failure in the Trading System, etc. As of May 29, 2023 Osaka Exchange, Inc. Tokyo Commodity Exchange, Inc. Japan Securities Clearing Corporation Items Descriptions Notes Ⅰ. Purpose of regulation・A trading participant that becomes unable to make bids and offers for trading government bond futures, interest rate ...

1 Contingency Plan with Regard to Trading in the TSE Market Established on July 19, 1999 Revised on March 16, 2004 Revised on April 1, 2007 Revised on January 15, 2008 Revised on June 16, 2008 Revised on January 4, 2009 Revised on March 24, 2014 Revised on September 24, 2015 Revised on July 3, 2017 Revised on April 26, 2021 Revised on November 5, 2024 Tokyo Stock Exchange, Inc. Tokyo Stock Exchange, Inc. (TSE) hereby sets forth the following contingency plan with regard to trading in the TSE market, in case TSE is unable to continue or considers it inappropriate to continue the trading of securities, etc. in its market due to failures in TSE's trading systems or other related systems. The plan shall be applied when TSE is unable to continue or considers it inappropriate to continue trading in securities, etc. in its market in instances of ...

- 1 - JPX’s Responses to Financial Instruments and Exchange Act Violation by Former Employee Japan Exchange Group, Inc. Japan Exchange Group, Inc. (JPX) would once again like to deeply apologize for the significant inconvenience and concern caused to investors, listed companies, and all other related parties by the incident involving a violation of the Financial Instruments and Exchange Act (insider trading regulations) by a former employee of the Group (hereinafter referred to as“the Incident”). In order to fulfill its mission to contribute to Japan’s capital markets and economic development as a financial and capital market infrastructure, all executives and employees of JPX will work tirelessly in unison to restore trust from investors, listed companies, and all other related parties by thoroughly implementing recurrence prevention measures related to the Incident, thereby ensuring that all executives and employees have a strong awareness of compliance with laws and regulations and ...

Request to Correct or Delete Personal Information Deleting Personal Data held by JPX is hereby requested below: Date of Request* Requestor Name* Surname, First Address Telephone No. Representative (Required in case of request by a representative) Surname, First Address Telephone No. Relation to Requestor Request Details* Check the applicable items□Correction related to Personal Data □Deleting Personal Data Reason for Request* Requested Data Please include specific details Registration Date Details Details of Correction (Required if requesting a correction of personal data) Before Correction After Correction * indicates required items. Notes: 1. Please submit this application by postal mail. See below for address details. 2. Please include the documents required to confirm the identity of the requestor (a copy of a valid driver's license, or copies of two or more official identification, such as a health insurance card). Also, in cases where the application is made through a representative, please attach ...