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For Trading Participants | Japan Exchange Group Rules Statistics Reports Equities, Debt, Funds Derivatives Systems Self-Regulation Others Rules Statistics Reports Equities, Debt, Funds Derivatives Systems Self-Regulation Others Trading Rules of Domestic Stocks Overview of TSE's trading system for domestic stocks. Trading Rules of Derivatives Overview of the trading system for futures and options. Rules Public Comments Trading Participation Fees Overview of trading partcipation fees, which trading participants pay to the Exchange. Trading Account Agreement Disciplinary Actions We require trading participants to comply with laws and regulations, and impose disciplinary actions such as fines on participants who violate them in accordance with the Trading Participant Regulations. Daily Report (Equities) Monthly Statistics Report Multi-perspective summary of monthly trading statistics for stocks and other securities on TSE. Trading by Type of Investors Summary of the results of a survey of which type of investor (overseas investors, individual investors, etc.) were ...

Preventing Unfair Trading | Japan Exchange Group Insider Trading Market Manipulation Examination of Trades (Market Surveillance) at TOCOM Examination of Trades (Trade Practice Examination) Unfair Trading under Commodity Derivatives Act Examples of Trade Practices which Might Trigger Action by TOCOM Perspectives of Trade Practice Surveillance Specific Examples of Action Taken Educational Activities for Preventing Unfair Trading Educational Activities for Preventing Unfair Trading Other Activities Status of Market Surveillance Activities...

Report Unfair Trading in JPX Markets | Japan Exchange Group This page is for the public to provide us with information on likely unfair trading that involves issues listed on the markets of Tokyo Stock Exchange, Osaka Exchange, and Tokyo Commodity Exchange, such as “Company A‘s stock price is moving in an unnatural manner; I heard that Mr. B is involved...” or “Mr. D of Company C seems to have traded on inside information...” If you have information about an unfair trade, please submit it here. Your information will be used to help us in our market surveillance activities, such as in reviewing trading activity. Insider trading Market manipulation Spreading rumors Improper large acquisitions of shares or violation of the obligation to submit large shareholding reports (failure to submit reports, false statements, etc.) Other acts that violate laws and regulations File a Tip or Complaint (Reference) About Unfair Trading (Market ...

Educational Activities for Preventing Unfair Trading | Japan Exchange Group Introduction to COMLEC COMLEC Policy Internal Training Materials Educational Activities for Preventing Unfair Trading 　 Other Activities Introduction to COMLEC COMLEC Policy Internal Training Materials Japan Exchange Regulation (JPX-R) established COMLEC (Compliance Learning Center) to promote support for compliance activities by listed companies and trading participants. COMLEC endeavors to ensure fairness in the market by providing investors and other market users with opportunities for obtaining knowledge about laws and regulations concerning securities trading. COMLEC provides various learning and training services concerning compliance based on expertise thanks to JPX-R's proximity to the market. The policy of COMLEC is as follows: COMLEC provides high quality learning and training contents with practical applications. COMLEC explains the contents of the latest laws and regulations as well as various related rules in an easily understandable manner. COMLEC provides learning and training tools tailored to ...

Insider Trading | Japan Exchange Group Insider Trading Monitoring of Insider Trading Prevention of Insider Trading Insider Trading FAQs Agreements and Plans Made Before Knowledge of Material Fact Insider Trading Monitoring of Insider Trading Prevention of Insider Trading Insider Trading FAQs Agreements and Plans Made Before Knowledge of Material Fact Insider trading is an attempt by someone who has access to unpublished corporate information that could significantly affect investment decisions through his or her duties or position, such as a company insider, to gain profit for themselves by buying or selling a company's shares or other related issues using said information. Since ordinary investors who are not informed of such information are then trading at a disadvantage, and the credibility of the securities market may be damaged, such trading is prohibited under the Financial Instruments and Exchange Act, and violators are subject to criminal prosecution or recommendation for an administrative ...

JPX's Responses to Insider Trading Incident | Japan Exchange Group Please see below for details of JPX Group’s responses so far as well as recurrence prevention measures and their implementation in relation to the incident involving a violation of the Financial Instruments and Exchange Act (insider trading regulations) by a former employee of the Group. JPX’s Responses to Financial Instruments and Exchange Act Violation by Former Employee...

Other Activities | Educational Activities for Preventing Unfair Trading | Japan Exchange Group What is J-IRISS? Benefits of Registration Additional Uses How to Register Current Application Status Educational Activities for Preventing Unfair Trading Other Activities 　 J-IRISS Registration Status At least 92% of companies listed on the Tokyo Stock Exchange (TSE) Prime Market and at least 87% of all TSE listed companies are registered. (As of June 10, 2024) J-IRISS (Japan-Insider Registration & Identification Support System) is a highly secure system operated by the Japan Securities Dealers Association (JSDA) to prevent unfair trading by having listed companies register their own officer information in a database and having securities companies periodically check the database against their own customer information. Securities companies are required by the rules of JSDA to use this system at least once a year to check their own customer information against the information registered in the J-IRISS ...

For Individual Investors | Japan Exchange Group Equities Related Information Listed Companies ETFs/ETNs, REITs Equities Short Selling Margin Trading Derivatives Visits / Resources Unfair Trading Others Equities Related Information Listed Companies ETFs/ETNs, REITs Equities Short Selling Margin Trading Derivatives Visits / Resources Unfair Trading Others Visit JPX Information about free tours of Tokyo Stock Exchange and Osaka Exchange. Expiration of Transitional Measures Regarding Continued Listing Criteria Transitional measures regarding continued listing criteria will expire in March 2025. img Listed Company Announcements Listed Company Search Search for a listed company Stock Data Search My Portfolio Securities Under Supervision & Securities to be Delisted Securities on Special Alert Corporate Governance Information Search A variety of information based on corporate governance reports submitted by listed companies. New Listings Information on newly listed companies and companies planning to be listed. List of Segment Transferred Companies A list of companies that have or plan to transfer their ...

Market Manipulation | Japan Exchange Group Market Manipulation Monitoring of Market Manipulation Transactions that Could Lead to Unfair Trading FAQ on Market Manipulation Guidelines on Prevention of Unfair Trading Market Manipulation Monitoring of Market Manipulation Transactions that Could Lead to Unfair Trading FAQ on Market Manipulation Guidelines on Prevention of Unfair Trading Market manipulation is the act of consciously and artificially causing price changes in the market, misleading others by making it look like those prices are formed by natural supply and demand, and taking advantage of such market fluctuations for one's own benefit. Such activities hinder fair price formation and cause unexpected losses for investors, and are therefore prohibited under the Financial Instruments and Exchange Act. Violators are subject to criminal prosecution or recommendation for an administrative monetary penalty payment order by the Securities and Exchange Surveillance Commission. Examples of Market Manipulation False transactions and collusive transactions (Article 159, ...

Charter of Corporate Behavior | Japan Exchange Group I. Customer Relations (Investors, Listed Companies, Trading Participants, etc.) II. Relations with Shareholders III. Public Relations IV. Relations with Employees and Corporate Finances V. Thorough Management of Personal Information and Confidential Information Sound Corporate Ethics In order to realize our corporate philosophy, Japan Exchange Group has established a Charter of Corporate Behavior which each company of the Group shall use as a standard when coordinating efforts and conducting business. Provision of High-Quality Services As public infrastructure that supports economic activity, we will meet the needs of the times accurately and swiftly, look at things from the viewpoints of domestic and overseas customers (i.e. market users) including investors, listed companies, and trading participants, and also provide a variety of high quality services that fulfills the needs of such customers. Improvement of Self-Regulatory Functions In order to maintain fair and smooth transactions ...