- Update : Apr. 15, 2015
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Ensuring Sound Market Operations
Japan Exchange Regulation (JPX-R) is the quality control center providing self-regulation for markets operated by Tokyo Stock Exchange and Osaka Exchange. JPX-R engages in the following initiatives to ensure sound market operations.
Listing Eligibility and Compliance
An introduction of initiatives to maintain the eligibility of newly listing companies and listed companies.
Listing Eligibility
Listed Company Compliance
Aiming for Better Equity Financing
Principles for Responding to Corporate Scandals
Principles for Preventing Corporate Scandals
Listing Eligibility
Listed Company Compliance
Aiming for Better Equity Financing
Principles for Responding to Corporate Scandals
Principles for Preventing Corporate Scandals
Maintaining Trading Participant Quality
An introduction of initiatives and measures to maintain the quality of trading participants (broker-dealers qualified to access directly the trading platforms of Tokyo Stock Exchange or Osaka Exchange), as well as checkpoints for trading participants' internal management systems and points considered when determining disciplinary actions.
Outline
Inspection Plan
Check Points related to Trading Participant Internal Management Systems
Points of Note When Determining Disciplinary Actions
Outline
Inspection Plan
Check Points related to Trading Participant Internal Management Systems
Points of Note When Determining Disciplinary Actions