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Contact (Main) Please check the ofcial JPX website for details Search Japan Exchange Group, Inc. Contents Introduction 1 1 Importance of Self-Regulation in Financial Instruments Exchanges 4 2 Japan Exchange Regulation’s Organizational Structure 5 3 Characteristics of Japan Exchange Regulation 6 Overview of Japan Exchange Regulation 3 I 1 Adapting the Process for Listing Examinations to Changes in the Market and Social Environment 8 2 Listed Company Compliance After the Market Restructuring 8 3 Response to Issues Concerning Commodity Futures, etc. Trading Participants 9 4 Enhancement of Mutual Market Surveillance 9 Changes in the Market Environment and JPX-R's Responses 7 II 1 Listing Examination 12 1 Listing Examination Overview 12 2 Number of Listing Examinations 14 3 Listing Examination Results 14 4 Number of Information Submissions Received 15 2 Listed Company Compliance 16 1 Overview of Listed Company Compliance Operations 16 2 Listed Company Compliance Cases ...
JPX-R Annual Report 2024 Contact (Operator) Please check the ofcial JPX website for details Japan ExchangeGroup, Inc. https://www.jpx.co.jp/english/ +81-3-3666-0431 Contents Introduction 01 1 Importance of Self-Regulation in Financial Instruments Exchanges 04 2 Japan Exchange Regulation’s Organizational Structure 05 3 Characteristics of Japan Exchange Regulation 06 Overview of Japan Exchange Regulation 03 I II 1 Adapting the Process for Listing Examinations to Changes in the Market and Social Environment 08 2 Responses to the Revisions to the Rules for Securities on Alert and the Quarterly Disclosure System 08 3 Response to Market Violations 09 4 Reaching Out to Market Stakeholders to Prevent Unfair Trading 09 Changes in the Market Environment and JPX-R’s Responses 07 Report on Self-Regulatory Operations in FY2023 11 III Company Profile 44 1 Listing Examination 12 1 Overview of Listing Examination Operations 12 2 ...
- 1 - The Policy on Public Comment Procedures June 30, 2020 Tokyo Stock Exchange, Inc. Osaka Exchange, Inc. Tokyo Commodity Exchange, Inc. 1. Purpose Tokyo Stock Exchange, Inc., Osaka Exchange, Inc., and Tokyo Commodity Exchange, Inc. (hereinafter collectively referred to as "the Companies") release the outline of proposed rules and amendments to solicit comments from the public with the aim of achieving a fairer and more transparent decision making process by ensuring that an opportunity is given to reflect a wide variety of opinions in our initiatives and measures. 2. Scope The Companies shall conduct the process described herein for matters that are deemed necessary and appropriate with regard to the enactment, revision, or abolition of rules and regulations by the Companies, including the Articles of Incorporation, Business Regulations, and Brokerage Agreement Standards, which will be applied to investors, entrustors, and issuers of securities. [Examples of matters outside the scope ...
130A ●A securities code is an identification code established by the Securities Identifi- cation Code Committee for listed shares and other listed securities in Japan . ●Current codes are comprised of 4 digits, for example, "9809." However, codes containing Roman alphabet characters will be used from January 2024, for example, "130A." ●As a result, when investors use the codes when ordering listed stocks, etc., for new listings approved on and after January 1, 2024, they will use codes including Roman alphabet characters. However, codes set before January 2024 will not be changed and will remain composed of numbers only. From January 2024, Roman alphabet characters will be used in securities codes. 130A 9809 Example of current securities code (not in use) (not yet allocated) Example of securities code for newly listed companies from January 2024 Notice from Securities Identification Code Committee To address the decrease in available specific name codes for ...
「証券コードへの英文字組入れに関するWEB説明会」の質疑応答の内容質問 Question 回答 Answer 1 初めて英文字が組み入れられる銘柄が登場する日を事前に（上場承認よりも前に） アナウンスしていただくことは可能でしょうか？ Would it be possible for you to announce the date the first issue with a code including a Roman alphabet character will be listed in advance (prior to listing approval)? 初めて英字が組み入れられる銘柄が登場する日を事前にアナ...
(Reference Translation) Copyright©Securities Identification Code Committee, ALL RIGHTS RESERVED, Guideline of Setting, Change, and Deletion of Stock and Bond Codes (Amended in October 1996; April and August 2002; February, April, and August 2003: April 2004; June 2005; May 2006; February, April, and November 2007; August and September 2008; February 2009; January 2010; April 2010; March 2012;October 2015;May 2018; and May 2022) I. StockCodes 1. Configuration of StockCodes (1) Stock codes are five-character codes composed of numbers and capital Roman alphabet letters (excluding B, E, I, O, Q, V, and Z; hereinafter "capital letters") that make up the four-character specific name code and the one-character reserved code. However, only a number may be allotted to the first and the third characters of the specific name code. Furthermore, the setting method of the specific name code, which includes capital letters, and the reserved code shall ...
130A ●A securities code is an identification code established by the Securities Identifi- cation Code Committee for listed shares and other listed securities in Japan . ●Current codes are comprised of 4 digits, for example, "9809." However, codes containing Roman alphabet characters will be used from January 2024, for example, "130A." ●As a result, when investors use the codes when ordering listed stocks, etc., for new listings approved on and after January 1, 2024, they will use codes including Roman alphabet characters. However, codes set before January 2024 will not be changed and will remain composed of numbers only. From January 2024, Roman alphabet characters will be used in securities codes. 130A 9809 Example of current securities code (not in use) (not yet allocated) Example of securities code for newly listed companies from January 2024 Notice from Securities Identification Code Committee To address the decrease in available specific name codes for ...
2022 Japan Exchange Group, Inc. 機密区分I Inclusion of Roman Alphabet Characters in Securities Codes Data Services Equities Department Tokyo Stock Exchange, Inc. (Securities Identification Code Committee Secretariat) November 2022 (Reference Translation) ©2022 Japan Exchange Group, Inc. 2 The number of remaining 4-digit numeric specific name codes (hereinafter referred to as "4-digit numeric codes") to be assigned to products such as listed stocks and ETFs is decreasing, and if they continue to be assigned, there will eventually be no more codes available (i.e., exhaustion of 4-digit codes). (Year-end) In 2009, the Securities Identification Code Committee (SICC) announced a basic policy that codes will be assigned using alphabetical characters after all 4-digit numeric codes have been assigned. It subsequently solicited public comments and announced in 2010 a method of including Roman alphabet characters in securities codes. But the starting date ...
(Reference Translation) Copyright©Securities Identification Code Committee ALL RIGHTS RESERVED. New Securities Code Specifications (Established in July 1988) (Amended in June 2000; April and October 2002; April, June, and August 2003; April 2004; February, April, and September 2005; May 2006; January, March, and December 2007; March 2008; September 2009; January 2010; March 2012; May 2018; November 2023; February 2024) I Basic Composition The ISIN (International Securities Identification Numbering system: ISO 6166) code consists of a two-letter nation name code (prefix), a nine-character basic code (or basic number), and a single check digit. (Reference) Item Nation name code Basic code Check digit Issuer code Securities type code Attribute code 5-char specific name code No. of Chars or Digits 2 1 5 3 1 9 (e.g.) JP□□□□□□□□□□ II Basic Specifications 1. Nation name code (two-letter) The two-letter alphabet code defined in ISO 3166 (Alpha-2 ...
(Reference Translation) Copyright©Securities Identification Code Committee All Rights Reserved. Identification Code Specifications for SecurityOptions Transaction (Amended in February 2008) (Amended in April 2010) (Amended in June 2018) I Composition (excluding that for flexible options) (1) (2) (3) (4) Put/Call Contract Month Exercise Price Underlying Security □□□□□□□□□ (Note) The specific name code for the stock, etc. (including domestic investment securities, preferred equity contribution securities and investment trust beneficiary certificates; hereinafter the same) is used for "Underlying Security". As such, capital alphabet letters may be allotted to the "Underlying Security" code. II Allocationmethod (1): Put/Call Put and call options transactions shall be identified as follows. (Code) Put options transaction 2 Call options transaction 3 (2): Contract Month The contract month will be indicated and coded in a four-year cycle as follows. Month 1st year 2nd year 3rd year 4th year Normal Reserved Normal Reserved Normal Reserved Normal Reserved...